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- Custodian
- Charles Schwab & Company ยท Fidelity/NFS
- Clients
- Retail
- Platforms
- Available
- Established Date
- 10-27-2021
- Office Locations
- 1
Office Locations
About Caldwell Investment Services LLC
Caldwell Investment Management Ltd. is an independent investment manager serving individual and institutional investors with a focused lineup of mutual funds and an actively managed ETF. Strategies span core-plus infrastructure, U.S. dividend equity, Canadian value/momentum, North American balanced, and tactical sovereign bonds. The team supports distribution with regular monthly highlight sheets and fund commentaries, and is frequently featured in market media (e.g., BNN Bloomberg).
Team overview
Insights
Accredited Investors
Asset Classes
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
Anthony James Zaccagnino
Chief Compliance Officer, Managing Member
- CRD
- #2299103
- Ownership
- 75% or more
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $35,000 | -- |
| Non-Discretionary | $0 | -- |
| Total | $35,000 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Public Funds | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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