CRD: 146384
Cape Investment Advisory, Inc.
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company ยท SEI
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 04-04-2008
- Office Locations
- 24
Office Locations
About Cape Investment Advisory, Inc.
Cape Investment Advisory supports independent advisors and individuals with tailored financial planning, retirement plan advice, and investment management. The firm offers IAR-directed or third-party manager strategies, including managed accounts/UMA and mutual fund and ETF model portfolios, plus insurance solutions through its Cape Insurance affiliate. Advisors can work across custodians such as Schwab and SEI.
Reported data analysis
What the numbers show
Between December 12, 2025 and July 10, 2026, reported AUM increased 17.7%, from $402.4M to $473.7M.
Across 5 reported observations, AUM increased 67.0% between December 16, 2022 and July 10, 2026, from $283.7M to $473.7M.
Of the latest reported AUM, 98.4% is discretionary and 1.6% is non-discretionary.
The firm reports 28 advisory representatives and 1,013 clients, or 36.2 clients per representative. That equates to $467.7K in reported AUM per client.
The profile lists 24 reported office locations and 18 years in operation. The source data was last updated on July 10, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
- Technology
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Owner & Executives
JAMES RANDALL WEBB
Chief Executive Officer
- CRD
- #2089446
- Ownership
- 75% or more
Rachel Faulk
Chief Compliance Officer
- CRD
- #7712313
- Ownership
- Less than 5%
Showing 2 of 3 owners & executives
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ANTHONY D ABRAMS
--
- CRD
- #2829747
KEVIN SCOTT BACHMANN
Chief Operating Officer
- CRD
- #1406637
Showing 2 of 34 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $466,172,236 | $282,529 |
| Non-Discretionary | $7,572,292 | $757,229 |
| Total | $473,744,528 | $285,388 |
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Separately Managed Accounts
SMA allocation detail is available
Cape Investment Advisory, Inc. has reported separately managed account data across 5 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
Review the latest reported holdings
Cape Investment Advisory, Inc.'s 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.