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Capital Advantage, Inc.

Capital Advantage, Inc.. CRD 108985

Capital Advantage, Inc. logo

CRD: 108985

Capital Advantage, Inc.

Walnut Creek, CA, 94596
9252991500
$1.3B Total AUM
$1.3B Disc. AUM
8.2% 3Y CAGR
16 Employees
667 ADV. Clients
27 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · JP Morgan
Clients
Retail and Institutional
Platforms
North horizonAlpha delta
Established Date
09-23-1998
Office Locations
1

Office Locations

1855 Olympic Blvd. STE 300 Walnut Creek CA

About Capital Advantage, Inc.

Capital Advantage, Inc. is an independent, 100% fee-only fiduciary wealth management firm in Walnut Creek, CA providing custom portfolio management and tailored financial planning. The team works with pre-retirees and retirees, offers dedicated guidance for women’s wealth transitions, and has decades of experience designing plans and investment strategies for Kaiser employees and TPMG physicians.

Team overview

42 AVG AGE
$141.8M AVG AUM / ADVISOR
$1.9M AVG AUM / CLIENT
12.3 yrs AVG TENURE
16 Employees
9 Advisory Reps
10 RIA Reps
27yrs Firm Age

Insights

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Asset Classes

Delta Glacier

Client Personas

Fusion Insight momentum Ember glacier

Custodian

Delta Delta Peak Legacy Quantum atlas Pathway crest

Investment Themes

Element Capital Bridge Optima vertex Legacy beacon

Investment Vehicles

Pioneer optima Oak eagle

Platform

Ember

Services

Frontier Wave Element Ridge Momentum crest Unison Legacy Unison ember Zenith

Technology

Radial Timber vertex

Owner & Executives

COLIN FRANCIS TAYLOR

COLIN FRANCIS TAYLOR

Investment Advisor Representative, Owner

CRD
#5196686
Ownership
10% but less than 25%
(777) 381-3412
value.atlas@crestcapital.com
in linkedin.com/in/pathway-radial
DAWNALIZABETH HENKE

DAWNALIZABETH HENKE

Chief Compliance Officer, CHIEF OPERATING OFFICER, Investment Advisor Representative, Owner

CRD
#5012266
Ownership
5% but less than 10%
(602) 835-6454
delta.bridge@valuecapital.com
in linkedin.com/in/alpha-eagle
M

Meridian fusion

Focus element

CRD
#30074
Ownership
5.8%
(798) 867-4207
foundation.radial@signalcapital.com
in linkedin.com/in/wave-frontier

Showing 2 of 5 owners & executives

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Contacts

Ian Michael Burkhard

Ian Michael Burkhard

Financial Advisor, General Partner

CRD
#7523171
(503) 347-4870
vertex.beacon@pioneercapital.com
in linkedin.com/in/matrix-legacy
Selma Benrekia Hackett

Selma Benrekia Hackett

Investment Advisor Representative

CRD
#7853480
(248) 418-8368
horizon.ember@alphacapital.com
in linkedin.com/in/harbor-zenith
W

Wave insight

Momentum horizon

CRD
#78951
(673) 830-7716
meridian.wave@zenithcapital.com
in linkedin.com/in/optima-crest

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-08-2022
12-11-2023
03-27-2024
12-19-2025
03-31-2026
Category Assets AVG. Account size
Discretionary $1,276,570,885 $562,118
Non-Discretionary $0 --
Total $1,276,570,885 $562,118

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Separately Managed Accounts

Total SMA Asset: $1,276,570,885

$1.3B Total SMA
Public Funds:
15.3%
Equity - Exchange:
13.5%
Corporate - Investment Grade:
17.3%
Cash:
18.8%
Municipal Bonds:
10.4%
U.S. Government/Agency:
24.7%
Asset class Assets Assets %
Public Funds $1,361,340,481 15.3%
Equity - Exchange $1,201,182,777 13.5%
Corporate - Investment Grade $1,539,293,485 17.3%
Cash $1,672,758,238 18.8%
Municipal Bonds $925,355,621 10.4%
U.S. Government/Agency $2,197,719,601 24.7%
Total $8,897,650,203 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
OPTIMA UNISON SIGNAL CAPITAL ANKRIM1WX LIAJG 10.76% $50,165,039
ALPHA CREST TIMBER FUSION 3QS4TSS0E ROYM 1.20% $40,229,442
PEAK PEAK PATHWAY PIONEER SWZM9MJ45 SJB 10.43% $10,232,731
PEAK EAGLE QUANTUM BRIDGE CATALYST 2BP4COX51 ADPNO 3.72% $83,717,307
BRIDGE OAK FUSION ALPHA BEACON 06C5045BI QNS 9.33% $99,707,042
RIDGE EMBER CAPITAL UNISON BDYND0UN5 LFTAW 7.17% $98,709,017
RADIAL DELTA PIONEER VITAL PRIME 82YKBN5V3 RQQF 5.59% $49,626,411
MATRIX FUSION OAK BEACON 6BT7ZJ6OI IRZ 6.02% $54,829,047

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