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Capital Cities Investments

Capital Cities Investments. CRD 116185

C

CRD: 116185

Capital Cities Investments

$287.9M Total AUM
$287.9M Disc. AUM
3.1% 3Y CAGR
16 Employees
476 ADV. Clients
30 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
--
Established Date
09-15-1995
Office Locations
5

Office Locations

1 West High Street P.o. BOX 801 Portland IN
426 East NEW York Street Indianapolis IN
63 Maple Street Suite 25 Middlebury VT

About Capital Cities Investments

Capital Cities Investments is an SEC-registered RIA based in Indianapolis serving retail and institutional clients, including entrepreneurs. The firm pairs investment planning with financial planning, tax planning, insurance, and business succession support. Its approach centers on active management and asset allocation, using mutual funds and ETFs with fixed-income exposure. Custody includes Charles Schwab, and the firm operates across multiple offices.

Team overview

54 AVG AGE
$20.6M AVG AUM / ADVISOR
$604.9K AVG AUM / CLIENT
17.2 yrs AVG TENURE
16 Employees
14 Advisory Reps
14 RIA Reps
30yrs Firm Age

Insights

Available
Available
Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

WILLIAM MAXWELL MAUGER

WILLIAM MAXWELL MAUGER

Chairman, Chairman Of The Board, Chief Compliance Officer, Managing Member, MANAGING PRINCIPAL, President

CRD
#1934817
Ownership
50% but less than 75%
Available
Available
Available
B

BRYAN KEITH ALEXANDER

Financial Advisor

CRD
#2293786
Ownership
10% but less than 25%
Available
Available
Available

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Contacts

B

Benjamin Stephen Beverly

--

CRD
#5233216
Available
Available
Available
J

JEFFREY SCOTT CHEESMAN

Financial Advisor

CRD
#1036692
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-22-2022
05-17-2023
03-14-2024
03-20-2025
04-01-2026
Category Assets AVG. Account size
Discretionary $287,942,391 $229,986
Non-Discretionary $0 --
Total $287,942,391 $229,986

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Cash:
Available
Equity - Exchange:
Available
Corporate - Investment Grade:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Public Funds Available Available
Cash Available Available
Equity - Exchange Available Available
Corporate - Investment Grade Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Total Available Available

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