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Capital Ideas

Capital Ideas. CRD 114352

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CRD: 114352

Capital Ideas

Dallas, TX, 75230
2147504400
$336.2M Total AUM
$334.2M Disc. AUM
-- 3Y CAGR
5 Employees
96 ADV. Clients
28 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Merrill Lynch · Wells Fargo
Clients
Retail and Institutional
Platforms
Eagle
Established Date
04-22-1998
Office Locations
3

Office Locations

109 North Arthur Ave. Suite 205 Pocatello ID
12720 Hillcrest RD Suite 910 Dallas TX
-- Naperville IL

About Capital Ideas

Capital Ideas is an independent, SEC-registered investment advisor (since 1984) providing tailored portfolio management and advisory services. The firm runs customized equity, fixed income, and balanced portfolios, an Infrastructure PLUS equity strategy blending infrastructure with technology themes, and yield-focused income solutions. It also supports family offices, foundations, and other institutions; Chairman Andrew Kerai is a Forbes Finance Council member.

Team overview

76 AVG AGE
$67.2M AVG AUM / ADVISOR
$3.5M AVG AUM / CLIENT
13 yrs AVG TENURE
5 Employees
5 Advisory Reps
5 RIA Reps
28yrs Firm Age

Insights

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Asset Classes

Glacier legacy Insight Ridge Timber oak Zenith

Client Personas

Insight

Custodian

Frontier frontier Beacon crest Focus Unison frontier Vertex ridge Peak timber

Investment Themes

Vertex Element summit Bridge element

Investment Vehicles

Optima insight

Services

Optima Pioneer atlas Glacier ridge Ember Beacon element Horizon Glacier

Technology

Beacon

Owner & Executives

CLIFFORD JOHN BROTT JR

CLIFFORD JOHN BROTT JR

Chairman Emeritus

CRD
#31829
Ownership
Less than 5%
(368) 475-2968
horizon.element@capitalcapital.com
in linkedin.com/in/meridian-meridian
KAREN RAYBURN BURNS

KAREN RAYBURN BURNS

Chief Compliance Officer, President

CRD
#2482528
Ownership
Less than 5%
(268) 738-4908
pathway.meridian@vitalcapital.com
in linkedin.com/in/harbor-signal
P

Pathway insight

Vector wave foundation

CRD
#25941
Ownership
42.1%
(359) 465-4277
fusion.unison@alphacapital.com
in linkedin.com/in/signal-alpha

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Contacts

J

John David Edwards

--

CRD
#2672032
(599) 919-1027
timber.optima@harborcapital.com
in linkedin.com/in/catalyst-oak
James David Jacobson

James David Jacobson

Director, Managing Member

CRD
#5819962
(827) 976-7494
fusion.horizon@deltacapital.com
in linkedin.com/in/quantum-wave

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-07-2022
10-24-2023
12-12-2024
11-17-2025
03-30-2026
Category Assets AVG. Account size
Discretionary $334,219,797 $1,261,207
Non-Discretionary $1,951,966 $390,393
Total $336,171,763 $1,245,081

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Separately Managed Accounts

Total SMA Asset: $336,171,763

$336.2M Total SMA
Equity - Exchange:
18.1%
Cash:
23.3%
Corporate - Investment Grade:
14.5%
Municipal Bonds:
29.2%
Public Funds:
14.9%
Asset class Assets Assets %
Equity - Exchange $525,579,365 18.1%
Cash $676,574,542 23.3%
Corporate - Investment Grade $421,044,243 14.5%
Municipal Bonds $847,895,993 29.2%
Public Funds $432,659,256 14.9%
Total $2,903,753,399 100.0%

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