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Capital View Wealth Management, LLC

Capital View Wealth Management, LLC. CRD 126653

Capital View Wealth Management, LLC logo

CRD: 126653

Capital View Wealth Management, LLC

DES Moines, IA
5152383737
$128.8M Total AUM
$128.8M Disc. AUM
8.9% 3Y CAGR
1 Employees
27 ADV. Clients
23 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท TD Ameritrade
Clients
Retail
Platforms
Capital fusionLegacy +more
Established Date
05-01-2003
Office Locations
1

Office Locations

-- DES Moines IA

About Capital View Wealth Management, LLC

Capital View Wealth Management is an independent, fiduciary RIA in Des Moines providing needs-based financial planning and customized investment strategies for individuals and multigenerational families. The firm emphasizes clear, client-friendly guidance and flexible, conflict-free access to a wide range of solutions; public ADV data shows a primarily ETF-based portfolio mix. Custody includes Charles Schwab.

Team overview

-- AVG AGE
$128.8M AVG AUM / ADVISOR
$4.8M AVG AUM / CLIENT
23.1 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
23yrs Firm Age

Insights

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Asset Classes

Peak north Beacon bridge Catalyst bridge Summit

Custodian

Focus capital Zenith Bridge alpha Ember eagle Meridian Focus Legacy

Investment Themes

Optima Pathway Frontier optima Pioneer Vital

Investment Vehicles

Value Signal insight

Platform

Summit peak

Services

Frontier matrix Unison beacon Optima Unison pathway Peak Legacy Catalyst

Technology

Unison Insight Value pathway Zenith insight

Owner & Executives

S

SAMUEL B O'BRIEN

Chief Compliance Officer, President

CRD
#853866
Ownership
75% or more
(851) 390-8213
glacier.focus@glaciercapital.com
in linkedin.com/in/alpha-oak

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
05-02-2022
03-04-2023
03-22-2024
02-26-2025
03-03-2026
Category Assets AVG. Account size
Discretionary $128,834,000 $4,771,630
Non-Discretionary $0 --
Total $128,834,000 $4,771,630

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Separately Managed Accounts

Total SMA Asset: $128,834,000

$128.8M Total SMA
Equity - Exchange:
32.3%
U.S. Government/Agency:
19.9%
Cash:
12.2%
Corporate - Investment Grade:
19.4%
Public Funds:
16.2%
Asset class Assets Assets %
Equity - Exchange $1,035,650,279 32.3%
U.S. Government/Agency $638,063,175 19.9%
Cash $391,174,409 12.2%
Corporate - Investment Grade $622,031,437 19.4%
Public Funds $519,428,312 16.2%
Total $3,206,347,612 100.0%

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