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Capstone Financial Advisors INC

Capstone Financial Advisors INC. CRD 109341

Capstone Financial Advisors INC logo

CRD: 109341

Capstone Financial Advisors INC

$2.9B Total AUM
$2.9B Disc. AUM
16.3% 3Y CAGR
30 Employees
1,078 ADV. Clients
26 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
11-16-1999
Office Locations
2

Office Locations

2001 Butterfield Road Suite 1750 Downers Grove IL
8 Cadillac Drive Suite 3039 Brentwood TN

About Capstone Financial Advisors INC

Capstone Financial Advisors is a fee-only RIA serving high-net-worth individuals, families, and institutions with integrated financial planning and portfolio management, including tax and estate planning support. The firm publishes data-driven market commentary across stocks, bonds, and real estate and was named a 2025 Best RIA to Work For by Financial Planning. Based in Downers Grove, IL with a Tennessee office; custodies at Charles Schwab.

Team overview

38 AVG AGE
$114.7M AVG AUM / ADVISOR
$2.7M AVG AUM / CLIENT
6.3 yrs AVG TENURE
30 Employees
25 Advisory Reps
16 RIA Reps
26yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

TROY E. BUTE

TROY E. BUTE

DIRECTOR, President, Senior Wealth Advisor

CRD
#4381092
Ownership
25% but less than 50%
Available
Available
Available
J

JASON DWAIN TELFORD

DIRECTOR, Wealth Advisor

CRD
#5839187
Ownership
10% but less than 25%
Available
Available
Available

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Contacts

M

MICHAL GICALA

Senior Financial Planner

CRD
#7925426
Available
Available
Available
J

JEFFREY DREW HANSEN

Senior Wealth Advisor

CRD
#6975211
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-06-2022
03-31-2023
12-13-2024
03-28-2025
03-31-2026
Category Assets AVG. Account size
Discretionary $2,860,155,850 $686,877
Non-Discretionary $7,918,462 $879,829
Total $2,868,074,312 $687,293

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Equity - OTC:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Equity - OTC Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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