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Cardinal Retirement Planning, Inc.

Cardinal Retirement Planning, Inc.. CRD 166545

Cardinal Retirement Planning, Inc. logo

CRD: 166545

Cardinal Retirement Planning, Inc.

$127.4M Total AUM
$125.4M Disc. AUM
-- 3Y CAGR
3 Employees
132 ADV. Clients
13 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Established Date
02-19-2013
Office Locations
3

Office Locations

-- Chapel Hill NC
-- Durham NC
-- Winston Salem NC

About Cardinal Retirement Planning, Inc.

Cardinal Retirement Planning is a fiduciary RIA in North Carolina focused on personalized retirement strategies. The team provides financial planning and investment management, retirement income planning, 401(k) plan support, tax planning, long-term care, and Medicare/IRMAA guidance. Portfolios are primarily ETF- and fixed-income-based, and the firm custodies with Charles Schwab.

Reported data analysis

What the numbers show

Between June 16, 2025 and June 2, 2026, reported AUM increased 14.8%, from $111.0M to $127.4M.

Of the latest reported AUM, 98.4% is discretionary and 1.6% is non-discretionary.

The firm reports 3 advisory representatives and 132 clients, or 44 clients per representative. That equates to $965.3K in reported AUM per client.

The profile lists 3 reported office locations and 13 years in operation. The source data was last updated on June 2, 2026. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

-- AVG AGE
$42.5M AVG AUM / ADVISOR
$965.3K AVG AUM / CLIENT
9.2 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
13yrs Firm Age

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Available data coverage

  • Asset Classes
  • Client Personas
  • Custodian
  • Fund Managers
  • Investment Themes
  • Investment Vehicles
  • Platform
  • Services
  • Technology

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Owner & Executives

DOUGLAS VICTOR AMIS

DOUGLAS VICTOR AMIS

CEO, President

CRD
#6022170
Ownership
75% or more
Anessa Custovic

Anessa Custovic

Chief Investment Officer, Investment Advisor Representative

CRD
#7283489
Ownership
Less than 5%

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Contacts

Jacob Alexander Yocco

Jacob Alexander Yocco

Advisor

CRD
#6949226

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
06-16-2025
06-02-2026
Category Assets AVG. Account size
Discretionary $125,367,911 $503,486
Non-Discretionary $2,047,572 $1,023,786
Total $127,415,483 $507,631

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Separately Managed Accounts

SMA allocation detail is available

Cardinal Retirement Planning, Inc. has reported separately managed account data across 5 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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