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- Custodian
- Charles Schwab & Company · Comerica Bank · Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 04-01-1989
- Office Locations
- 1
Office Locations
About Carlson Investments
Carlson Investments is an independent, fee-only RIA founded in 1989 and employee-owned. The firm pairs financial planning with portfolio management guided by proprietary research and a risk/reward mindset across public markets, including ETF-based equity exposure and fixed income. Clients work with seasoned portfolio managers (20+ years’ experience) and a high-touch service model that supports long-tenured relationships.
Reported data analysis
What the numbers show
Between June 11, 2025 and August 25, 2026, reported AUM increased 5.9%, from $694.6M to $735.5M.
Across 5 reported observations, AUM decreased 10.8% between June 28, 2022 and August 25, 2026, from $825.0M to $735.5M.
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 8 advisory representatives and 360 clients, or 45 clients per representative. That equates to $2.0M in reported AUM per client.
The profile lists 1 reported office location and 37 years in operation. The source data was last updated on August 25, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Services
- Technology
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The full Carlson Investments record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
JAMES ROGER MULLINS
Chief Compliance Officer, DIRECTOR, President
- CRD
- #4067197
- Ownership
- 50% but less than 75%
DAVID LITTLEFIELD CARLSON
Chairman, Owner
- CRD
- #1956933
- Ownership
- 25% but less than 50%
Showing 2 of 3 owners & executives
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Daniel F Bednarczyk
Portfolio Manager
- CRD
- #7304546
JOSEPH MICHAEL DRINON
--
- CRD
- #72053
Showing 2 of 10 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $735,526,470 | $823,658 |
| Non-Discretionary | $0 | -- |
| Total | $735,526,470 | $823,658 |
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Separately Managed Accounts
SMA allocation detail is available
Carlson Investments has reported separately managed account data across 7 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
Review the latest reported holdings
Carlson Investments's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.