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- Custodian
- Charles Schwab & Company · Comerica Bank · Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 04-01-1989
- Office Locations
- 2
Office Locations
About Carlson Investments
Carlson Investments is an independent, fee-only RIA founded in 1989 and employee-owned. The firm pairs financial planning with portfolio management guided by proprietary research and a risk/reward mindset across public markets, including ETF-based equity exposure and fixed income. Clients work with seasoned portfolio managers (20+ years’ experience) and a high-touch service model that supports long-tenured relationships.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
JAMES ROGER MULLINS
Chief Compliance Officer, DIRECTOR, President
- CRD
- #4067197
- Ownership
- 50% but less than 75%
DAVID LITTLEFIELD CARLSON
Chairman, Owner
- CRD
- #1956933
- Ownership
- 25% but less than 50%
Showing 2 of 3 owners & executives
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Daniel F Bednarczyk
Portfolio Manager
- CRD
- #7304546
JOSEPH MICHAEL DRINON
--
- CRD
- #72053
Showing 2 of 10 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $735,526,470 | $823,658 |
| Non-Discretionary | $0 | -- |
| Total | $735,526,470 | $823,658 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Municipal Bonds | Available | Available |
| Public Funds | Available | Available |
| U.S. Government/Agency | Available | Available |
| Other | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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