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Carmel Capital Management L.l.c.

Carmel Capital Management L.l.c.. CRD 120675

Carmel Capital Management L.l.c. logo

CRD: 120675

Carmel Capital Management L.l.c.

$392.0M Total AUM
$392.0M Disc. AUM
27.0% 3Y CAGR
6 Employees
102 ADV. Clients
26 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
10-01-1999
Office Locations
1

Office Locations

26350 Carmel Rancho Lane Suite 225 Carmel CA

About Carmel Capital Management L.l.c.

Carmel Capital Management L.L.C. is a locally owned, SEC-registered RIA on California’s Monterey Peninsula providing investment management and wealth management for individuals, trusts, pension plans, and charitable and educational endowments and foundations. The firm emphasizes a disciplined, transparent approach, with portfolios often implemented primarily with ETFs and held at independent custodians (including Schwab). Team members are CFA charterholders/candidates and coordinate closely with clients’ CPAs and attorneys.

Team overview

-- AVG AGE
$65.3M AVG AUM / ADVISOR
$3.8M AVG AUM / CLIENT
26.8 yrs AVG TENURE
6 Employees
6 Advisory Reps
0 RIA Reps
26yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

W

WEST DAVID WHITTAKER

Chief Compliance Officer, PRINCIPAL

CRD
--
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
06-29-2022
03-07-2023
02-21-2024
01-27-2025
02-27-2026
Category Assets AVG. Account size
Discretionary $391,993,000 $3,596,266
Non-Discretionary $0 --
Total $391,993,000 $3,596,266

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Cash:
Available
U.S. Government/Agency:
Available
Municipal Bonds:
Available
Public Funds:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
U.S. Government/Agency Available Available
Municipal Bonds Available Available
Public Funds Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
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