CRD: 172231
Carolina Wealth Strategies, LLC
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- Custodian
- Charles Schwab & Company · First Clearing · Trade-PMR
- Clients
- Retail
- Platforms
- Available
- Established Date
- 07-25-2014
- Office Locations
- 1
Office Locations
About Carolina Wealth Strategies, LLC
Carolina Wealth Strategies is a Cary, NC–based fee-only RIA providing investment advice, wealth management, and financial planning for individuals, families, and business owners. The firm designs and implements personalized strategies to create, grow, and conserve wealth, with portfolios heavily oriented to ETFs. For distribution partners, Charles Schwab is a primary custodian and the firm publishes frequent client education content.
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Investment Themes
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Owner & Executives
ALLEN JAMES BASS III
Chief Compliance Officer, Managing Member, President
- CRD
- #4782235
- Ownership
- 75% or more
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $38,912,000 | -- |
| Non-Discretionary | $0 | -- |
| Total | $38,912,000 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Public Funds | Available | Available |
| Cash | Available | Available |
| Municipal Bonds | Available | Available |
| Total | Available | Available |
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