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Carswell Investments, LLC

Carswell Investments, LLC. CRD 158205

Carswell Investments, LLC logo

CRD: 158205

Carswell Investments, LLC

East Syracuse, NY, 13057
8005106693
$322.5M Total AUM
$322.5M Disc. AUM
12.3% 3Y CAGR
2 Employees
175 ADV. Clients
14 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · Morgan Stanley
Clients
Retail and Institutional
Platforms
Delta
Established Date
06-15-2011
Office Locations
1

Office Locations

245 Seven Farms Drive, Suite 300a Daniel Island SC

About Carswell Investments, LLC

Carswell Investments, LLC delivers evidence-based portfolio construction and ongoing investment management paired with financial planning for retirement, legacy, and business-transition goals. The team builds highly personalized portfolios through a disciplined investment philosophy with attentive client communication. Custody relationships include Charles Schwab and Fidelity/NFS.

Team overview

43 AVG AGE
$161.2M AVG AUM / ADVISOR
$1.8M AVG AUM / CLIENT
14.4 yrs AVG TENURE
2 Employees
2 Advisory Reps
1 RIA Reps
14yrs Firm Age

Insights

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Asset Classes

Bridge beacon

Client Personas

Momentum

Custodian

Momentum delta

Investment Themes

Ember Delta

Investment Vehicles

Glacier

Services

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Technology

Ridge north

Owner & Executives

STEVEN ROGER PICKARD

STEVEN ROGER PICKARD

Advisor, Chief Compliance Officer, Managing Member, President

CRD
#4556595
Ownership
75% or more
(338) 304-6752
pathway.harbor@peakcapital.com
in linkedin.com/in/alpha-matrix

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
04-28-2022
03-16-2023
03-26-2024
03-27-2025
03-24-2026
Category Assets AVG. Account size
Discretionary $322,482,128 $549,373
Non-Discretionary $0 --
Total $322,482,128 $549,373

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Separately Managed Accounts

Total SMA Asset: $322,482,128

$322.5M Total SMA
Public Funds:
20.9%
Municipal Bonds:
41.3%
Cash:
37.8%
Asset class Assets Assets %
Public Funds $1,103,852,252 20.9%
Municipal Bonds $2,181,296,555 41.3%
Cash $1,996,440,915 37.8%
Total $5,281,589,722 100.0%

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