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Request a Free TrialFirm Details
- Custodian
- Pershing
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 12-31-2004
- Office Locations
- 1
Office Locations
About Caruso Mclean & Co., Inc.
Caruso McLean & Co. provides customized investment, asset and wealth management for individuals preparing for retirement and for corporate pension plans. The team builds portfolios around clients’ goals and risk tolerance, with ongoing monitoring and cash-reserve management, and also offers insurance solutions for family, business, and estate needs. Public filings indicate Pershing as a primary custodian, supporting retail and institutional relationships.
Reported data analysis
What the numbers show
Between March 28, 2025 and March 18, 2026, reported AUM increased 13.2%, from $248.9M to $281.8M.
Across 5 reported observations, AUM increased 23.9% between March 30, 2022 and March 18, 2026, from $227.4M to $281.8M.
Of the latest reported AUM, 7.9% is discretionary and 92.1% is non-discretionary.
The firm reports 4 advisory representatives and 125 clients, or 31.3 clients per representative. That equates to $2.3M in reported AUM per client.
The profile lists 1 reported office location and 21 years in operation. The source data was last updated on March 18, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
- Technology
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The full Caruso Mclean & Co., Inc. record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
GREGORY BRUCE MCLEAN
Chief Executive Officer, Chief Financial Officer, President
- CRD
- #722787
- Ownership
- 75% or more
STEPHEN LOUIS CARUSO
Chief Compliance Officer
- CRD
- #2729658
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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KEVIN W CONWAY
Senior Advisor
- CRD
- #6083918
DAVID B HAMLIN
Certified Financial PlannerTM
- CRD
- #6390497
Showing 2 of 4 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $22,306,199 | $1,858,850 |
| Non-Discretionary | $259,460,148 | $1,526,236 |
| Total | $281,766,347 | $1,548,167 |
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Separately Managed Accounts
SMA allocation detail is available
Caruso Mclean & Co., Inc. has reported separately managed account data across 5 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.