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Caruso Mclean & Co., Inc.

Caruso Mclean & Co., Inc.. CRD 126084

Caruso Mclean & Co., Inc. logo

CRD: 126084

Caruso Mclean & Co., Inc.

$281.8M Total AUM
$22.3M Disc. AUM
13.1% 3Y CAGR
5 Employees
125 ADV. Clients
21 yrs Firm Age

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Firm Details

Custodian
Pershing
Clients
Retail and Institutional
Platforms
Available
Established Date
12-31-2004
Office Locations
1

Office Locations

130 Lomond Court Utica NY

About Caruso Mclean & Co., Inc.

Caruso McLean & Co. provides customized investment, asset and wealth management for individuals preparing for retirement and for corporate pension plans. The team builds portfolios around clients’ goals and risk tolerance, with ongoing monitoring and cash-reserve management, and also offers insurance solutions for family, business, and estate needs. Public filings indicate Pershing as a primary custodian, supporting retail and institutional relationships.

Team overview

49 AVG AGE
$70.4M AVG AUM / ADVISOR
$2.3M AVG AUM / CLIENT
12.4 yrs AVG TENURE
5 Employees
4 Advisory Reps
5 RIA Reps
21yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

GREGORY BRUCE MCLEAN

GREGORY BRUCE MCLEAN

Chief Executive Officer, Chief Financial Officer, President

CRD
#722787
Ownership
75% or more
Available
Available
Available
STEPHEN LOUIS CARUSO

STEPHEN LOUIS CARUSO

Chief Compliance Officer

CRD
#2729658
Ownership
Less than 5%
Available
Available
Available

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Contacts

KEVIN W CONWAY

KEVIN W CONWAY

Senior Advisor

CRD
#6083918
Available
Available
Available
DAVID B HAMLIN

DAVID B HAMLIN

Certified Financial PlannerTM

CRD
#6390497
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-30-2022
03-22-2023
03-27-2024
03-28-2025
03-18-2026
Category Assets AVG. Account size
Discretionary $22,306,199 $1,858,850
Non-Discretionary $259,460,148 $1,526,236
Total $281,766,347 $1,548,167

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
U.S. Government/Agency:
Available
Cash:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
U.S. Government/Agency Available Available
Cash Available Available
Municipal Bonds Available Available
Total Available Available

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