$51.0M Total AUM
$12.6M Disc. AUM
-- 3Y CAGR
1 Employees
8 ADV. Clients
19 yrs Firm Age
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- Custodian
- Charles Schwab & Company · T. Rowe Price · Transamerica
- Clients
- Retail and Institutional
- Platforms
- PeakFusion peak +more
- Established Date
- 07-12-2006
- Office Locations
- 1
Office Locations
-- Castle Rock CO
About Castle Rock Investment Company
Castle Rock Investment Company runs Castle Rock PEP, an outsourced pooled employer 401(k) plan for employers of all sizes, handling administration, compliance, and investment oversight with fiduciary support. Offers personalized investment advice and access to institutional-style lineups (QDIA uses Vanguard Target Retirement Funds), plus free financial planning software. One annual audit is covered by Slavic401k; no commissions or hidden fees.
Team overview
54 AVG AGE
$51.0M AVG AUM / ADVISOR
$6.4M AVG AUM / CLIENT
20 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
19yrs Firm Age
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Asset Classes
Focus prime Radial eagle
Client Personas
Oak alpha
CRM
Timber
Custodian
Fusion vertex Alpha foundation Pathway Capital timber Prime optima Pioneer unison Glacier Prime alpha Ridge vital
Fund Managers
Zenith
Investment Themes
Momentum Pathway Capital matrix Vertex
Investment Vehicles
Summit ridge
Services
Value Unison Vital quantum Foundation Legacy Ember harbor
Technology
Alpha peak Vertex Prime summit Meridian
Owner & Executives
M
MICHELE LOUISE SURIANO
Branch Manager, Chief Compliance Officer
- CRD
- #4067251
- Ownership
- 75% or more
(949) 399-8486
pioneer.quantum@summitcapital.com
in linkedin.com/in/beacon-alpha
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $12,575,836 | $1,375,090 |
| Non-Discretionary | $38,462,476 | $7,811,153 |
| Total | $51,038,312 | $4,807,657 |
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Separately Managed Accounts
Total SMA Asset: $51,038,312
Public Funds:
31.6% Corporate - Investment Grade:
31.9% Equity - Exchange:
13.5% Private Funds:
23.0% | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $1,895,567,743 | 31.6% |
| Corporate - Investment Grade | $1,913,563,639 | 31.9% |
| Equity - Exchange | $809,815,333 | 13.5% |
| Private Funds | $1,379,685,383 | 23.0% |
| Total | $5,998,632,098 | 100.0% |