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Castle Wealth Planning

Castle Wealth Planning. CRD 141601

C

CRD: 141601

Castle Wealth Planning

$236.4M Total AUM
$203.1M Disc. AUM
-- 3Y CAGR
3 Employees
111 ADV. Clients
19 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
11-27-2006
Office Locations
1

Office Locations

1105 Chapala St. Ste. 4 Santa Barbara CA

About Castle Wealth Planning

Castle Wealth Planning is an independent, fee-only Santa Barbara RIA providing fiduciary financial planning and discretionary asset management for individuals, families, and small businesses. Led by founder Nate Cultice (CFP, FSA) with 25 years in the industry, the firm primarily implements portfolios using ETFs and public funds, with Schwab as a key custodian.

Team overview

53 AVG AGE
$236.4M AVG AUM / ADVISOR
$2.1M AVG AUM / CLIENT
19.7 yrs AVG TENURE
3 Employees
1 Advisory Reps
1 RIA Reps
19yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

NATHAN EDWARD CULTICE

NATHAN EDWARD CULTICE

Chief Compliance Officer, Financial Planner, Managing Member, President

CRD
#2873957
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
06-17-2022
12-20-2023
07-23-2024
03-31-2025
03-31-2026
Category Assets AVG. Account size
Discretionary $203,141,770 $602,795
Non-Discretionary $33,293,603 $1,849,645
Total $236,435,373 $666,015

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Corporate - Investment Grade:
Available
Municipal Bonds:
Available
Cash:
Available
Equity - OTC:
Available
Sovereign Bonds:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Corporate - Investment Grade Available Available
Municipal Bonds Available Available
Cash Available Available
Equity - OTC Available Available
Sovereign Bonds Available Available
U.S. Government/Agency Available Available
Total Available Available

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