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Catalyst Investment Management LLC

Catalyst Investment Management LLC. CRD 298122

C

CRD: 298122

Catalyst Investment Management LLC

Windham, NH
6039521209
catalystinvestmentmanagement.com
$129.8M Total AUM
$129.8M Disc. AUM
6.2% 3Y CAGR
4 Employees
60 ADV. Clients
7 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
--
Established Date
10-18-2018
Office Locations
2

Office Locations

323 Hodsdon Road Pownal ME
-- Windham NH

About Catalyst Investment Management LLC

Catalyst Investment Management is an independent SEC-registered RIA (founded 2018) providing investment management, risk mitigation, and financial/retirement planning for individuals nationwide. Portfolios emphasize diversified, ETF-heavy allocations with complementary fixed income. Assets are custodied at Charles Schwab. Founder Nick Shea brings a long Schwab background as a trader and branch manager and led national branch manager development.

Team overview

63 AVG AGE
$64.9M AVG AUM / ADVISOR
$2.2M AVG AUM / CLIENT
6.3 yrs AVG TENURE
4 Employees
2 Advisory Reps
2 RIA Reps
7yrs Firm Age

Insights

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Asset Classes

Bridge Horizon crest

Client Personas

Vital harbor

Custodian

Horizon

Investment Themes

Vertex meridian

Investment Vehicles

Focus Wave

Services

Matrix signal Capital eagle Prime Alpha Bridge momentum Ridge Glacier legacy

Owner & Executives

N

NICHOLAS JOSEPH SHEA

Chief Compliance Officer, Managing Member, Vice President

CRD
#1308350
Ownership
50% but less than 75%
(937) 963-7530
focus.bridge@oakcapital.com
in linkedin.com/in/bridge-meridian
D

DAWN ATKINS

PRINCIPAL

CRD
--
Ownership
25% but less than 50%
(468) 308-1296
vector.legacy@pioneercapital.com
in linkedin.com/in/pioneer-foundation

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Contacts

T

THOMAS BRIAN MCENANEY

Owner

CRD
#1467923
(663) 693-4567
atlas.summit@horizoncapital.com
in linkedin.com/in/unison-oak

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
02-23-2023
08-05-2024
04-28-2025
05-04-2026
Category Assets AVG. Account size
Discretionary $129,810,000 $606,589
Non-Discretionary $0 --
Total $129,810,000 $606,589

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Separately Managed Accounts

Total SMA Asset: $129,810,000

$129.8M Total SMA
Equity - Exchange:
18.1%
Equity - OTC:
14.7%
Public Funds:
19.9%
Cash:
19.0%
Municipal Bonds:
17.9%
U.S. Government/Agency:
10.4%
Asset class Assets Assets %
Equity - Exchange $153,936,068 18.1%
Equity - OTC $125,019,901 14.7%
Public Funds $169,244,627 19.9%
Cash $161,590,348 19.0%
Municipal Bonds $152,235,117 17.9%
U.S. Government/Agency $88,449,454 10.4%
Total $850,475,515 100.0%

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