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- Custodian
- Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 03-29-2006
- Office Locations
- 2
Office Locations
About Catawba River Capital
Catawba River Capital is a fee-only, independent RIA and fiduciary serving working professionals and retirees in the Lake Wylie, SC/Belmont, NC area. The firm provides investment management and comprehensive planning, including tax and estate planning, with personalized portfolios and a transparent fee structure (no product commissions). Uses a Black Diamond client portal and partners with custodians such as Fidelity/NFS for asset safeguarding.
Team overview
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Custodian
Investment Themes
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Platform
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Owner & Executives
ROBERT PAUL BOGGS
President, Vice President
- CRD
- #2681427
- Ownership
- 75% or more
DEREK MARTIN LEWIS
Certified Financial Planner, Chief Compliance Officer
- CRD
- #5701113
- Ownership
- 5% but less than 10%
Showing 2 of 2 owners & executives
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Jonathan A Shaw Jr
--
- CRD
- #7726075
Showing 1 of 3 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $271,170,353 | $376,625 |
| Non-Discretionary | $53,941,419 | $306,485 |
| Total | $325,111,772 | $362,848 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Public Funds | Available | Available |
| Cash | Available | Available |
| Other | Available | Available |
| Total | Available | Available |
13F Holdings | Q2 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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