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- Custodian
- Apex ยท Charles Schwab & Company
- Clients
- Retail
- Platforms
- --
- Established Date
- 12-14-2006
- Office Locations
- 1
Office Locations
About Catherine R. Smith, Financial Planner, LLC
Catherine R. Smith, Financial Planner, LLC is a Anchorage-based RIA. The firm has been operating for 19 years. Managing $31.2M in total assets under management, with 1 advisory representatives. They custody assets with Apex and Charles Schwab & Company.
Reported data analysis
What the numbers show
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 1 advisory representatives and 26 clients, or 26 clients per representative. That equates to $1.2M in reported AUM per client.
The profile lists 1 reported office location and 19 years in operation. The source data was last updated on February 13, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
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Available data coverage
- Asset Classes
- Client Personas
- Investment Themes
- Investment Vehicles
- Services
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Owner & Executives
CATHERINE ROSE SMITH
Chief Compliance Officer, Investment Advisor Representative
- CRD
- #5231538
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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No contact records available.
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $31,151,527 | -- |
| Non-Discretionary | $0 | -- |
| Total | $31,151,527 | -- |
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Separately Managed Accounts
SMA allocation detail is available
Catherine R. Smith, Financial Planner, LLC has reported separately managed account data across 5 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.