$31.2M Total AUM
$31.2M Disc. AUM
-- 3Y CAGR
3 Employees
26 ADV. Clients
19 yrs Firm Age
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- Custodian
- Apex ยท Charles Schwab & Company
- Clients
- Retail
- Platforms
- --
- Established Date
- 12-14-2006
- Office Locations
- 1
Office Locations
1501 W. 34th Avenue Anchorage AK
About Catherine R. Smith, Financial Planner, LLC
Catherine R. Smith, Financial Planner, LLC is a Anchorage-based RIA. The firm has been operating for 19 years. Managing $31.2M in total assets under management, with 1 advisory representatives. They custody assets with Apex and Charles Schwab & Company.
Team overview
-- AVG AGE
$31.2M AVG AUM / ADVISOR
$1.2M AVG AUM / CLIENT
19.6 yrs AVG TENURE
3 Employees
1 Advisory Reps
1 RIA Reps
19yrs Firm Age
Insights
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Asset Classes
Available
Client Personas
Available
Investment Themes
Available
Investment Vehicles
Available
Services
Available
Owner & Executives
C
CATHERINE ROSE SMITH
Chief Compliance Officer, Investment Advisor Representative
- CRD
- #5231538
- Ownership
- 75% or more
Available
Available
Available
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Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $31,151,527 | -- |
| Non-Discretionary | $0 | -- |
| Total | $31,151,527 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
Public Funds:
Available Cash:
Available Equity - Exchange:
Available Corporate - Investment Grade:
Available U.S. Government/Agency:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Cash | Available | Available |
| Equity - Exchange | Available | Available |
| Corporate - Investment Grade | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
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