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Celtic Capital Corporation

Celtic Capital Corporation. CRD 116707

Celtic Capital Corporation logo

CRD: 116707

Celtic Capital Corporation

Houston, TX
7139273470
$6.7M Total AUM
$6.7M Disc. AUM
-- 3Y CAGR
1 Employees
31 ADV. Clients
25 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · TD Ameritrade
Clients
Retail
Platforms
--
Established Date
03-19-2001
Office Locations
1

Office Locations

-- Houston TX

About Celtic Capital Corporation

Celtic Capital Corporation is a Houston-based wealth management firm focused on financial planning, offering fee-based investment management and consulting. Portfolios include meaningful ETF and public fund exposure. A key differentiator is integrated legal support—estate planning (wills/trusts), contracts, and compliance—plus arbitration/mediation services and divorce financial analysis for clients navigating complex transitions. Custody includes Charles Schwab.

Team overview

72 AVG AGE
$6.7M AVG AUM / ADVISOR
$215.4K AVG AUM / CLIENT
22.5 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
25yrs Firm Age

Insights

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Asset Classes

Vector prime Ember legacy Peak wave Oak glacier Ember vertex

Client Personas

Horizon summit Unison

Custodian

North insight Quantum capital Unison zenith

Investment Themes

Harbor unison Wave timber Zenith alpha

Investment Vehicles

Pioneer Wave north

Services

Summit delta Quantum Horizon Catalyst crest Peak Zenith pioneer Signal prime Peak element Optima crest Ember Bridge

Owner & Executives

JOHN FRANK HINRICHS

JOHN FRANK HINRICHS

Advisor, President

CRD
#2859111
Ownership
75% or more
(334) 673-6490
insight.focus@catalystcapital.com
in linkedin.com/in/delta-alpha

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $6,677,870 --
Non-Discretionary $0 --
Total $6,677,870 --

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Separately Managed Accounts

Total SMA Asset: $6,677,870

$6.7M Total SMA
Private Funds:
12.3%
Equity - Exchange:
32.0%
Equity - OTC:
34.3%
Derivatives:
21.4%
Asset class Assets Assets %
Private Funds $637,628,258 12.3%
Equity - Exchange $1,658,870,265 32.0%
Equity - OTC $1,778,101,565 34.3%
Derivatives $1,109,369,490 21.4%
Total $5,183,969,578 100.0%

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