CRD: 155291
Central States Capital Markets, LLC
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Request a Free TrialFirm Details
- Custodian
- Hilltop Securities
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 09-01-2011
- Office Locations
- 2
Office Locations
About Central States Capital Markets, LLC
Central States Capital Markets (CSCM) is a Midwest-based firm offering broker-dealer, public finance/municipal underwriting, asset management, and investment advisory services. The team manages equity and fixed-income portfolios and supports bank portfolios, cash management, and trading across municipals, corporates, U.S. government securities, CDs, and funds including mutual funds and ETFs. Serves individuals, trusts/estates, charities, and institutional plans, with 18 registered investment representatives.
Reported data analysis
What the numbers show
Between September 3, 2015 and November 30, 2016, reported AUM decreased 81.0%, from $104.3M to $19.8M.
Across 3 reported observations, AUM decreased 92.3% between July 24, 2014 and November 30, 2016, from $258.0M to $19.8M.
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 1 advisory representatives and 7 clients, or 7 clients per representative. That equates to $2.0M in reported AUM per client.
The profile lists 2 reported office locations and 15 years in operation. The source data was last updated on February 19, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Services
- Technology
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The full Central States Capital Markets, LLC record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
MARK K CLASSEN
Vice President
- CRD
- --
- Ownership
- 50% but less than 75%
ROBERT MORRIS YOUNG JR
Chairman, Chief Compliance Officer, Vice President
- CRD
- #501297
- Ownership
- 5% but less than 10%
Showing 2 of 5 owners & executives
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JAMES CURTIS BROWNFIELD
Vice President
- CRD
- #2492739
ROBERT PHILIP DORWEILER
Investment Advisor Representative
- CRD
- #867654
Showing 2 of 17 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $13,702,190 | $403,387 |
| Non-Discretionary | $0 | -- |
| Total | $13,702,190 | $403,387 |
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Separately Managed Accounts
SMA allocation detail is available
Central States Capital Markets, LLC has reported separately managed account data across 6 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.