CRD: 144290
Certis Capital Management, Inc.
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- --
- Established Date
- 01-01-2008
- Office Locations
- 2
Office Locations
About Certis Capital Management, Inc.
Certis Capital Management, Inc. is a Santa Barbara-based RIA with 2 offices. The firm has been operating for 18 years. Managing $255.9M in total assets under management, with 3 advisory representatives. They custody assets with Charles Schwab & Company.
Reported data analysis
What the numbers show
Of the latest reported AUM, 9.5% is discretionary and 90.5% is non-discretionary.
The firm reports 3 advisory representatives and 31 clients, or 10.3 clients per representative. That equates to $8.3M in reported AUM per client.
The profile lists 2 reported office locations and 18 years in operation. The source data was last updated on March 26, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Services
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The full Certis Capital Management, Inc. record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
KELLY REED SMITH
Chief Compliance Officer, Managing Partner, President, Principal, VICE PRESIDENT
- CRD
- #3123240
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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Tawnie Aldridge
Senior Associate
- CRD
- --
Tawnie Aldridge
Senior Associate
- CRD
- --
Showing 2 of 5 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $24,231,847 | $1,514,490 |
| Non-Discretionary | $231,696,523 | $15,446,435 |
| Total | $255,928,370 | $8,255,754 |
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Separately Managed Accounts
SMA allocation detail is available
Certis Capital Management, Inc. has reported separately managed account data across 5 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.