CRD: 27823
Charter OAK Asset Management, Inc.
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- Custodian
- Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 06-18-1987
- Office Locations
- 1
Office Locations
About Charter OAK Asset Management, Inc.
Charter Oak Asset Management is an independent, locally owned Connecticut-registered RIA founded in 1987, providing discretionary investment management to conservative individuals, retirement programs, and non-profit clients. The boutique firm emphasizes fiduciary, individualized service and typically implements active, asset-allocation portfolios using vehicles such as mutual funds and fixed income. Custody commonly via Schwab or Fidelity.
Reported data analysis
What the numbers show
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 2 advisory representatives and 117 clients, or 58.5 clients per representative. That equates to $639.7K in reported AUM per client.
The profile lists 1 reported office location and 39 years in operation. The source data was last updated on March 24, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Investment Themes
- Investment Vehicles
- Services
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The full Charter OAK Asset Management, Inc. record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
ROBERT STEPHEN MALIK
Chief Compliance Officer, Chief Executive Officer
- CRD
- #2107893
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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RICHARD JEFFREY LEUKART
Director, Operations
- CRD
- #1356408
Showing 1 of 2 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $74,840,475 | -- |
| Non-Discretionary | $0 | -- |
| Total | $74,840,475 | -- |
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Separately Managed Accounts
SMA allocation detail is available
Charter OAK Asset Management, Inc. has reported separately managed account data across 2 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.