CRD: 27823
Charter OAK Asset Management, Inc.
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- Custodian
- Fidelity/NFS ยท Nationwide
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 06-18-1987
- Office Locations
- 1
Office Locations
About Charter OAK Asset Management, Inc.
Charter Oak Asset Management is an independent, locally owned Connecticut-registered RIA founded in 1987, providing discretionary investment management to conservative individuals, retirement programs, and non-profit clients. The boutique firm emphasizes fiduciary, individualized service and typically implements active, asset-allocation portfolios using vehicles such as mutual funds and fixed income. Custody commonly via Schwab or Fidelity.
Team overview
Insights
Asset Classes
Client Personas
Investment Themes
Investment Vehicles
Services
Owner & Executives
ROBERT STEPHEN MALIK
Chief Compliance Officer, Chief Executive Officer, President
- CRD
- #2107893
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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RICHARD JEFFREY LEUKART
--
- CRD
- #1356408
Showing 1 of 2 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $74,840,475 | -- |
| Non-Discretionary | $0 | -- |
| Total | $74,840,475 | -- |
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Separately Managed Accounts
Total SMA Asset: $74,840,475
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $2,400,431,627 | 59.9% |
| Other | $1,606,966,748 | 40.1% |
| Total | $4,007,398,375 | 100.0% |