CRD: 106452
Charter Research & Investment Group INC
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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Frontier foundationFrontier matrix
- Established Date
- 09-28-1990
- Office Locations
- 1
Office Locations
About Charter Research & Investment Group INC
Charter Research & Investment Group is an independent, fee-only SEC-registered RIA serving affluent individuals and families with personalized, long-term investment strategy and planning. Portfolios are tailored across capital preservation, income, growth, concentrated stock management, and tax-efficient wealth transfer, with a strong ETF orientation and complementary fixed-income exposure. Custody includes Charles Schwab.
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Owner & Executives
PATRICK JOHN CLARK
Advisor, Chief Compliance Officer, President, TREASURER
- CRD
- #2682402
- Ownership
- 75% or more
MICHAEL JAMES GRENNAN
Secretary, Vice President
- CRD
- #2326213
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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WILLIAM HINCHLIFFE DUNN
Portfolio Manager
- CRD
- #4670712
PAULA MASTRONI LUCIANI
Advisor
- CRD
- #1705680
Showing 2 of 4 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $275,129,072 | $775,011 |
| Non-Discretionary | $0 | -- |
| Total | $275,129,072 | $775,011 |
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Separately Managed Accounts
Total SMA Asset: $275,129,072
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $1,073,591,923 | 18.8% |
| Municipal Bonds | $371,188,697 | 6.5% |
| Cash | $873,721,086 | 15.3% |
| Corporate - Investment Grade | $1,142,119,067 | 20.0% |
| Other | $1,222,067,401 | 21.4% |
| U.S. Government/Agency | $1,027,907,160 | 18.0% |
| Total | $5,710,595,334 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| ZENITH CATALYST TIMBER | ATLAS GLACIER | 1NEYI0FHS | LKEE | 11.26% | $18,656,873 |
| ZENITH MOMENTUM | HARBOR NORTH | TK8BBU923 | WQGL | 1.16% | $22,337,322 |
| PEAK PATHWAY | HORIZON EMBER | G6I0XWC1T | BTRNK | 10.09% | $67,722,025 |
| FOCUS MOMENTUM FUSION | PEAK SIGNAL | SE7DHFM13 | SUIIF | 4.15% | $65,522,099 |
| OAK FRONTIER ATLAS | GLACIER QUANTUM | 8VIBH0O7C | KID | 11.46% | $2,267,331 |
| NORTH MERIDIAN | BEACON QUANTUM | 6OBZMIMCZ | SSZJE | 11.20% | $88,626,897 |
| CREST HARBOR | MOMENTUM INSIGHT | HRGCD3EU4 | TGPHW | 7.25% | $88,915,531 |
| WAVE HARBOR VECTOR | ZENITH HORIZON | JMNBT2NFU | TIRU | 4.00% | $73,754,024 |