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Citizens Securities, Inc.

Citizens Securities, Inc.. CRD 39550

Citizens Securities, Inc. logo

CRD: 39550

Citizens Securities, Inc.

$12.9B Total AUM
$0 Disc. AUM
-- 3Y CAGR
471 Employees
121,090 ADV. Clients
30 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail and Institutional
Platforms
Available
Established Date
05-13-1996
Office Locations
492

Office Locations

1 Ballston Ave. MS: Nya031 Saratoga Springs NY
1 Citizens Bank WAY Johnston RI
1 City Place MS: Ny309 White Plains NY

About Citizens Securities, Inc.

Citizens Securities, Inc. is the broker-dealer/wealth arm affiliated with Citizens Bank, supporting retail and institutional distribution. The firm provides financial and wealth planning (retirement, estate, tax, college and insurance planning) and portfolio construction for clients including entrepreneurs, with access to mutual funds, fixed income, annuities and alternative strategies (e.g., private equity and real estate). Technology and custody include Envestnet/Black Diamond and Fidelity/NFS.

Team overview

43 AVG AGE
$28.3M AVG AUM / ADVISOR
$106.3K AVG AUM / CLIENT
5.1 yrs AVG TENURE
471 Employees
454 Advisory Reps
454 RIA Reps
30yrs Firm Age

Insights

Available
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Available
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Asset Classes

Available

Client Personas

Available

CRM

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

Chad Arnold

Chad Arnold

CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT, Financial Advisor

CRD
#3076401
Ownership
Less than 5%
Available
Available
Available
K

KEVIN JOHN CARVALHO

Chief Financial Officer, CONTROLLER

CRD
#6115556
Ownership
Less than 5%
Available
Available
Available

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Contacts

F

FRANCIS ASUGYA ABANGA

Financial Advisor, General Partner

CRD
#5430296
Available
Available
Available
Y

YALDEZ ABDEL SAMED

--

CRD
#5623606
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
04-19-2022
12-21-2023
03-15-2024
06-23-2025
04-14-2026
Category Assets AVG. Account size
Discretionary $0 --
Non-Discretionary $12,868,719,975 $212,548
Total $12,868,719,975 $212,548

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Private Funds:
Available
Asset class Assets Assets %
Private Funds Available Available
Total Available Available

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