CRD: 39550
Citizens Securities, Inc.
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Request a Free TrialFirm Details
- Custodian
- Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 05-13-1996
- Office Locations
- 493
Office Locations
About Citizens Securities, Inc.
Citizens Securities, Inc. is the broker-dealer/wealth arm affiliated with Citizens Bank, supporting retail and institutional distribution. The firm provides financial and wealth planning (retirement, estate, tax, college and insurance planning) and portfolio construction for clients including entrepreneurs, with access to mutual funds, fixed income, annuities and alternative strategies (e.g., private equity and real estate). Technology and custody include Envestnet/Black Diamond and Fidelity/NFS.
Reported data analysis
What the numbers show
Between June 23, 2025 and April 14, 2026, reported AUM increased 40.1%, from $9.2B to $12.9B.
Across 5 reported observations, AUM increased 67.7% between April 19, 2022 and April 14, 2026, from $7.7B to $12.9B.
Of the latest reported AUM, 0.0% is discretionary and 100.0% is non-discretionary.
The firm reports 454 advisory representatives and 121,090 clients, or 266.7 clients per representative. That equates to $106.3K in reported AUM per client.
The profile lists 493 reported office locations and 30 years in operation. The source data was last updated on April 14, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
- Technology
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Owner & Executives
Chad Arnold
CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT, Financial Advisor
- CRD
- #3076401
- Ownership
- Less than 5%
KEVIN JOHN CARVALHO
Chief Financial Officer, CONTROLLER
- CRD
- #6115556
- Ownership
- Less than 5%
Showing 2 of 4 owners & executives
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YALDEZ ABDEL SAMED
--
- CRD
- #5623606
Alex Richard Aborn
--
- CRD
- #7625126
Showing 2 of 1016 contacts
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| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $0 | -- |
| Non-Discretionary | $12,868,719,975 | $212,548 |
| Total | $12,868,719,975 | $212,548 |
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Separately Managed Accounts
SMA allocation detail is available
Citizens Securities, Inc. has reported separately managed account data across 1 asset class. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
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