CRD: 108033
Clifford Swan Investment Counselors
This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 04-12-1999
- Office Locations
- 1
Office Locations
About Clifford Swan Investment Counselors
Clifford Swan is a 100% employee-owned, independent Pasadena-based RIA (founded 1915) delivering custom portfolio management and holistic financial planning. It serves affluent individuals, families, and private foundations as well as nonprofits—endowments and planned giving programs—plus trustees and business owners. The team pairs rigorous investment research, asset allocation, and governance consulting with turnkey planned-giving investment, administration, and donor support.
Reported data analysis
What the numbers show
Between October 27, 2025 and February 10, 2026, reported AUM increased 8.2%, from $4.1B to $4.5B.
Across 5 reported observations, AUM increased 7.1% between December 12, 2022 and February 10, 2026, from $4.2B to $4.5B.
Of the latest reported AUM, 87.6% is discretionary and 12.4% is non-discretionary.
The firm reports 17 advisory representatives and 976 clients, or 57.4 clients per representative. That equates to $4.6M in reported AUM per client.
The profile lists 1 reported office location and 27 years in operation. The source data was last updated on February 10, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
Explore the complete firm intelligence record
AdvizorPro subscribers can review Clifford Swan Investment Counselors's detailed market signals, platform relationships, investment themes, and prospecting intelligence in one place.
Available data coverage
- Accredited Investors
- Asset Classes
- Client Personas
- CRM
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
- Technology
Unlock the underlying categories and values
The full Clifford Swan Investment Counselors record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
PETER JAMES BOYLE
Chief Executive Officer, DIRECTOR, Principal
- CRD
- #2282726
- Ownership
- 10% but less than 25%
KEVIN JAMES CAVANAUGH
Principal
- CRD
- #5924323
- Ownership
- 10% but less than 25%
Showing 2 of 9 owners & executives
Unlock allContacts
CHARLOTTE CHEIM ANTEN
--
- CRD
- #1921180
Raymundo Flores
--
- CRD
- #7216779
Showing 2 of 20 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $3,925,252,939 | $1,645,119 |
| Non-Discretionary | $557,092,149 | $2,627,793 |
| Total | $4,482,345,088 | $1,725,306 |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
SMA allocation detail is available
Clifford Swan Investment Counselors has reported separately managed account data across 9 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
Review the latest reported holdings
Clifford Swan Investment Counselors's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.
Continue browsing