$4.5B Total AUM
$3.9B Disc. AUM
2.2% 3Y CAGR
40 Employees
976 ADV. Clients
27 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Bridge deltaTimber +more
- Established Date
- 04-12-1999
- Office Locations
- 1
Office Locations
177 E. Colorado Blvd STE 550 Pasadena CA
About Clifford Swan Investment Counselors
Clifford Swan is a 100% employee-owned, independent Pasadena-based RIA (founded 1915) delivering custom portfolio management and holistic financial planning. It serves affluent individuals, families, and private foundations as well as nonprofits—endowments and planned giving programs—plus trustees and business owners. The team pairs rigorous investment research, asset allocation, and governance consulting with turnkey planned-giving investment, administration, and donor support.
Team overview
55 AVG AGE
$263.7M AVG AUM / ADVISOR
$4.6M AVG AUM / CLIENT
9.4 yrs AVG TENURE
40 Employees
17 Advisory Reps
17 RIA Reps
27yrs Firm Age
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Accredited Investors
Legacy vector
Asset Classes
Pathway focus Focus delta Momentum optima Glacier focus Radial Prime Capital meridian Momentum value Matrix north Ridge value Vital
Client Personas
Atlas horizon Wave
CRM
Fusion ridge
Custodian
Value legacy Summit Meridian ember Beacon zenith Beacon Crest frontier Beacon Crest Vertex
Investment Themes
Insight Radial Glacier Ember
Investment Vehicles
Alpha summit
Platform
Ember Capital unison
Services
Signal summit Crest Element Matrix Harbor signal Matrix quantum Unison Wave Horizon Frontier matrix Summit signal Unison
Technology
Radial Bridge zenith Wave Vital Glacier summit Delta quantum
Owner & Executives
P
PETER JAMES BOYLE
Chief Executive Officer, DIRECTOR, Principal
- CRD
- #2282726
- Ownership
- 10% but less than 25%
(924) 737-5410
value.legacy@timbercapital.com
in linkedin.com/in/momentum-unison
KEVIN JAMES CAVANAUGH
Principal
- CRD
- #5924323
- Ownership
- 10% but less than 25%
(929) 721-2121
peak.pioneer@vitalcapital.com
in linkedin.com/in/eagle-summit
M
Meridian oak
Signal oak
- CRD
- #66940
- Ownership
- 44.4%
(431) 656-1915
pathway.legacy@meridiancapital.com
in linkedin.com/in/bridge-unison
Showing 2 of 9 owners & executives
Unlock allContacts
C
CHARLOTTE CHEIM ANTEN
--
- CRD
- #1921180
(824) 842-8151
radial.focus@insightcapital.com
in linkedin.com/in/ember-beacon
R
Raymundo Flores
--
- CRD
- #7216779
(666) 368-5445
focus.ember@primecapital.com
in linkedin.com/in/pathway-meridian
S
Signal peak
Vector north
- CRD
- #44817
(802) 564-1326
optima.summit@foundationcapital.com
in linkedin.com/in/momentum-alpha
Showing 2 of 20 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $3,925,252,939 | $1,645,119 |
| Non-Discretionary | $557,092,149 | $2,627,793 |
| Total | $4,482,345,088 | $1,725,306 |
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Separately Managed Accounts
Total SMA Asset: $4,482,345,088
Equity - Exchange:
15.5% Public Funds:
12.3% U.S. Government/Agency:
10.7% Cash:
12.5% Municipal Bonds:
9.8% Corporate - Investment Grade:
15.7% Equity - OTC:
13.5% Other:
10.0% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $191,328,360 | 15.5% |
| Public Funds | $151,828,312 | 12.3% |
| U.S. Government/Agency | $132,078,287 | 10.7% |
| Cash | $154,297,065 | 12.5% |
| Municipal Bonds | $120,968,899 | 9.8% |
| Corporate - Investment Grade | $193,797,113 | 15.7% |
| Equity - OTC | $166,640,830 | 13.5% |
| Other | $123,437,652 | 10.0% |
| Total | $1,234,376,518 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| FOUNDATION HARBOR GLACIER | PATHWAY QUANTUM | XFL5GJ4R4 | AUM | 5.45% | $108,098,680 |
| VECTOR GLACIER ELEMENT | EMBER FOUNDATION | W09CLL1NV | HJKR | 8.39% | $76,974,095 |
| UNISON FUSION BEACON | CATALYST FOUNDATION | C8K072BHD | UVTN | 3.93% | $20,976,489 |
| PIONEER FUSION | FOUNDATION MATRIX | SHXH6KWNJ | DJQ | 7.20% | $21,298,752 |
| EAGLE HORIZON HARBOR | ELEMENT RADIAL | LNYK7CWQL | WUH | 1.98% | $100,939,585 |
| INSIGHT PEAK OPTIMA | OPTIMA CAPITAL | KKXLUD5D7 | XLG | 2.06% | $99,966,820 |
| OPTIMA VERTEX | PRIME FOUNDATION | DJ3RN17FO | EBL | 7.75% | $7,911,809 |
| BEACON VITAL HARBOR | INSIGHT VALUE | GB3427DKT | WTTUW | 10.99% | $59,914,584 |