CRD: 128617
CM First Capital Corp.
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- Custodian
- Pershing
- Clients
- Retail
- Platforms
- --
- Established Date
- 10-31-2003
- Office Locations
- 1
Office Locations
About CM First Capital Corp.
CM First Capital Corp is an independent advisory firm in Huntington Beach, CA providing personalized financial planning and discretionary portfolio management. The team builds suitability-based, individualized portfolios, monitors performance, and rebalances as markets and client circumstances change. Portfolios are implemented primarily with public funds and ETFs, and custody is through Pershing. Led by President and Senior Wealth Manager Craig S. Frolich.
Team overview
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Client Personas
Custodian
Investment Vehicles
Services
Owner & Executives
CRAIG STEWART FROLICH
Chief Compliance Officer, Chief Executive Officer, President
- CRD
- #714276
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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Osvaldo Arambulo
Project Analyst
- CRD
- #7813534
Showing 1 of 2 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $12,943,200 | -- |
| Non-Discretionary | $0 | -- |
| Total | $12,943,200 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Municipal Bonds | Available | Available |
| Total | Available | Available |
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