CRD: 128617
CM First Capital Corp.
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Request a Free TrialFirm Details
- Custodian
- Pershing
- Clients
- Retail
- Platforms
- Available in AdvizorPro
- Established Date
- 10-31-2003
- Office Locations
- 1
Office Locations
About CM First Capital Corp.
CM First Capital Corp is an independent advisory firm in Huntington Beach, CA providing personalized financial planning and discretionary portfolio management. The team builds suitability-based, individualized portfolios, monitors performance, and rebalances as markets and client circumstances change. Portfolios are implemented primarily with public funds and ETFs, and custody is through Pershing. Led by President and Senior Wealth Manager Craig S. Frolich.
Reported data analysis
What the numbers show
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 2 advisory representatives and 21 clients, or 10.5 clients per representative. That equates to $616.3K in reported AUM per client.
The profile lists 1 reported office location and 22 years in operation. The source data was last updated on February 3, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Client Personas
- Custodian
- Investment Vehicles
- Platform
- Services
- Technology
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The full CM First Capital Corp. record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
CRAIG STEWART FROLICH
Chief Compliance Officer, Chief Executive Officer, President
- CRD
- #714276
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
Unlock allContacts
Osvaldo Arambulo
Project Analyst
- CRD
- #7813534
Showing 1 of 2 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $12,943,200 | -- |
| Non-Discretionary | $0 | -- |
| Total | $12,943,200 | -- |
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Separately Managed Accounts
SMA allocation detail is available
CM First Capital Corp. has reported separately managed account data across 4 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
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