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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- Available in AdvizorPro
- Established Date
- 11-25-2003
- Office Locations
- 1
Office Locations
About Compass Financial Advisors, LLC
Compass Financial Advisors, LLC is a retail RIA in West Chester, PA helping individuals and business owners plan for retirement and other life goals. The firm provides financial planning, investment planning/portfolio construction, and insurance guidance, including business owner policy education. Portfolios commonly use ETFs and public funds and are custodied at Charles Schwab.
Reported data analysis
What the numbers show
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 1 advisory representatives and 40 clients, or 40 clients per representative. That equates to $536.7K in reported AUM per client.
The profile lists 1 reported office location and 22 years in operation. The source data was last updated on April 2, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
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Available data coverage
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Services
- Technology
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The full Compass Financial Advisors, LLC record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
KENNETH RICHARD SMITH
Chief Compliance Officer, COMPLIANCE OFFICER, FOUNDER, Managing Partner
- CRD
- #2300203
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $21,469,769 | -- |
| Non-Discretionary | $0 | -- |
| Total | $21,469,769 | -- |
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Separately Managed Accounts
SMA allocation detail is available
Compass Financial Advisors, LLC has reported separately managed account data across 4 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.