CRD: 125186
Compass Financial Group, Inc.
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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- --
- Established Date
- 03-24-2003
- Office Locations
- 1
Office Locations
About Compass Financial Group, Inc.
Compass Financial Group is a Florida-based wealth manager providing coordinated wealth management, including portfolio management and investment consulting, retirement planning, estate planning, tax-minimization strategies (in coordination with a client’s CPA), risk management, and family office support. The team uses a disciplined, research-driven approach aligned to client risk tolerance, led by Blair C. Shein, CFA/CFP, and Jay L. Shein, CFP (co-CIO), with published thought leadership on alternatives and ESG.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Services
Owner & Executives
BLAIR CHARLES SHEIN
Analyst, Chief Compliance Officer, Chief Executive Officer, President, TREASURER
- CRD
- #4646254
- Ownership
- 75% or more
Leslie Kay Shein
Secretary, VICE PRESIDENT
- CRD
- --
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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STACEY LYNN BEVERLEY
Investment Advisor
- CRD
- #4678448
JAY LESING SHEIN
Certified Financial Planner
- CRD
- #1741677
Showing 2 of 4 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $429,741,750 | $997,081 |
| Non-Discretionary | $0 | -- |
| Total | $429,741,750 | $997,081 |
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Separately Managed Accounts
Total SMA Asset: $429,741,750
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $664,375,987 | 17.6% |
| Other | $622,852,488 | 16.5% |
| Municipal Bonds | $1,762,861,285 | 46.7% |
| Equity - Exchange | $724,773,805 | 19.2% |
| Total | $3,774,863,565 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| EMBER WAVE OAK | BRIDGE PEAK | 89MS8D0R0 | DLLE | 7.52% | $103,401,441 |
| PRIME INSIGHT VERTEX | FOCUS CAPITAL | X8YXCZ9VV | IVCBV | 7.21% | $54,127,631 |
| FRONTIER FRONTIER | WAVE HORIZON | 68KQYG2XS | PSY | 5.53% | $110,085,908 |
| PRIME SUMMIT PIONEER | DELTA OPTIMA | WRA1FHYVI | CNNPN | 2.09% | $64,149,036 |
| RIDGE PIONEER | PIONEER DELTA | B5SDU7F4Q | VYU | 10.25% | $17,689,326 |
| DELTA VITAL FRONTIER | FUSION INSIGHT | LX4ELS7XS | EYLE | 3.34% | $77,622,039 |
| BRIDGE OPTIMA | FOCUS NORTH | L7LQQJK8O | OJKV | 5.68% | $104,199,438 |
| PIONEER RIDGE | VALUE RIDGE | VUNFZQZPN | KZJSZ | 11.32% | $1,028,115 |