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- Custodian
- Interactive Brokers
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 02-17-2010
- Office Locations
- 1
Office Locations
About Compass Financial, LLC
Compass Financial, LLC is an independent RIA where founder Scott Smith personally manages each client portfolio. The firm builds individually managed strategies primarily with individual equities and ETFs (favoring these over mutual funds), spanning blue-chip and bond-fund retirement allocations to tech-tilted growth mandates. Works with professionals, business owners, and corporate, trust, nonprofit, and foundation accounts; available for board/committee calls. Custody via Interactive Brokers.
Reported data analysis
What the numbers show
Of the latest reported AUM, 0.0% is discretionary and 100.0% is non-discretionary.
The firm reports 1 advisory representatives and 53 clients, or 53 clients per representative. That equates to $277.1K in reported AUM per client.
The profile lists 1 reported office location and 16 years in operation. The source data was last updated on January 13, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Investment Themes
- Investment Vehicles
- Services
- Technology
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The full Compass Financial, LLC record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
JEFFREY SCOTT SMITH
Chief Compliance Officer, Chief Executive Officer, Financial Advisor, General Partner
- CRD
- #4920956
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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No contact records available.
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $0 | -- |
| Non-Discretionary | $14,686,144 | -- |
| Total | $14,686,144 | -- |
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Separately Managed Accounts
SMA allocation detail is available
Compass Financial, LLC has reported separately managed account data across 2 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.