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- Custodian
- Interactive Brokers
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 02-17-2010
- Office Locations
- 1
Office Locations
About Compass Financial, LLC
Compass Financial, LLC is an independent RIA where founder Scott Smith personally manages each client portfolio. The firm builds individually managed strategies primarily with individual equities and ETFs (favoring these over mutual funds), spanning blue-chip and bond-fund retirement allocations to tech-tilted growth mandates. Works with professionals, business owners, and corporate, trust, nonprofit, and foundation accounts; available for board/committee calls. Custody via Interactive Brokers.
Team overview
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Asset Classes
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
JEFFREY SCOTT SMITH
Chief Compliance Officer, Chief Executive Officer, Financial Advisor, General Partner
- CRD
- #4920956
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $0 | -- |
| Non-Discretionary | $14,686,144 | -- |
| Total | $14,686,144 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
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