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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- Available in AdvizorPro
- Established Date
- 10-01-1993
- Office Locations
- 2
Office Locations
About Compass Rose Advisors, Inc.
Compass Rose Financial Planning is an independent, fee-only RIA providing customized financial planning and discretionary investment management for individuals and families (not just the ultra-wealthy). Portfolios are primarily implemented with ETFs, with fixed income/cash used as needed. As a fiduciary, the firm is not tied to product providers; client assets are custodied at Charles Schwab.
Reported data analysis
What the numbers show
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 1 advisory representatives and 4 clients, or 4 clients per representative. That equates to $5.8M in reported AUM per client.
The profile lists 2 reported office locations and 32 years in operation. The source data was last updated on March 22, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Investment Themes
- Investment Vehicles
- Platform
- Services
- Technology
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The full Compass Rose Advisors, Inc. record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
TIMOTHY STERN HELLER
Chief Executive Officer, DIRECTOR, President
- CRD
- #2432614
- Ownership
- 75% or more
ALAINA BRIGETTE DEWIT
Chief Financial Officer
- CRD
- --
- Ownership
- 5% but less than 10%
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $23,285,761 | -- |
| Non-Discretionary | $0 | -- |
| Total | $23,285,761 | -- |
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Separately Managed Accounts
SMA allocation detail is available
Compass Rose Advisors, Inc. has reported separately managed account data across 5 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.