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Compass Wealth Management LLC

Compass Wealth Management LLC. CRD 106289

Compass Wealth Management LLC logo

CRD: 106289

Compass Wealth Management LLC

$682.5M Total AUM
$682.5M Disc. AUM
14.4% 3Y CAGR
5 Employees
750 ADV. Clients
29 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Pershing
Clients
Retail and Institutional
Established Date
02-14-1997
Office Locations
3

Office Locations

10 Water ST, Guilford CT
10 Waters St. Guilford CT
-- Midway UT

About Compass Wealth Management LLC

Compass Wealth Management works with entrepreneurs and business owners seeking a long-term partner for multi-generational planning. The team provides investment management and financial planning, including portfolio construction, tax and estate planning, insurance, and business succession guidance. Investment approach emphasizes enduring principles with a long track record, with portfolios heavily ETF-based and supported on Tamarac (Schwab custody).

Reported data analysis

What the numbers show

Between October 8, 2025 and February 25, 2026, reported AUM increased 12.0%, from $609.5M to $682.5M.

Across 5 reported observations, AUM increased 36.6% between November 17, 2022 and February 25, 2026, from $499.6M to $682.5M.

Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.

The firm reports 4 advisory representatives and 750 clients, or 187.5 clients per representative. That equates to $910.0K in reported AUM per client.

The profile lists 3 reported office locations and 29 years in operation. The source data was last updated on February 25, 2026. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

40 AVG AGE
$170.6M AVG AUM / ADVISOR
$910.0K AVG AUM / CLIENT
12.1 yrs AVG TENURE
5 Employees
4 Advisory Reps
5 RIA Reps
29yrs Firm Age

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Available data coverage

  • Asset Classes
  • Client Personas
  • Custodian
  • Investment Themes
  • Investment Vehicles
  • Platform
  • Services
  • Technology

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Owner & Executives

JASON W BEAR

JASON W BEAR

Chief Compliance Officer, Owner, President

CRD
#5768783
Ownership
75% or more

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Contacts

RADFORD E BROGDEN

RADFORD E BROGDEN

Head of Financial Planning

CRD
#5335401
EMILY CLARE AMBROSE CAFASSO

EMILY CLARE AMBROSE CAFASSO

Wealth Advisor

CRD
#5859840

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-17-2022
02-27-2023
03-19-2024
10-08-2025
02-25-2026
Category Assets AVG. Account size
Discretionary $682,519,106 $733,103
Non-Discretionary $0 --
Total $682,519,106 $733,103

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Separately Managed Accounts

SMA allocation detail is available

Compass Wealth Management LLC has reported separately managed account data across 6 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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13F Holdings | Q2 2026

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Compass Wealth Management LLC's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.

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