CRD: 146019
Confluence Investment Management LLC
$6.7B Total AUM
$6.7B Disc. AUM
-1.0% 3Y CAGR
55 Employees
14,868 ADV. Clients
18 yrs Firm Age
This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Baird · Broadridge · Pershing · Stifel · US Bank · Wells Fargo
- Clients
- Retail and Institutional
- Platforms
- PioneerPeak ember +more
- Established Date
- 12-01-2007
- Office Locations
- 6
Office Locations
20 Allen Avenue, STE 300 Saint Louis MO
3201 Enterprise Parkway Suite 495 Beachwood OH
-- Fairfield CT
About Confluence Investment Management LLC
Confluence Investment Management (St. Louis, MO) provides discretionary portfolio management and investment advisory services to institutional and individual clients across retail and institutional channels. The firm’s SMA implementation is ETF-centric and it also supports portfolio construction and planning-related needs.
Team overview
54 AVG AGE
$268.8M AVG AUM / ADVISOR
$451.9K AVG AUM / CLIENT
13.9 yrs AVG TENURE
55 Employees
25 Advisory Reps
7 RIA Reps
18yrs Firm Age
Insights
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Asset Classes
Vertex Meridian meridian Matrix focus Vertex Ember foundation Radial momentum Radial Bridge Prime Summit atlas Vertex value North Value horizon Foundation vertex
Client Personas
Oak
Custodian
Delta focus Momentum Eagle focus Eagle Beacon beacon Bridge unison Pathway horizon Delta
Investment Themes
Timber optima Ember crest Crest timber Pioneer bridge Eagle vector Matrix optima
Investment Vehicles
Wave Alpha delta
Platform
Catalyst ember
Services
Ridge Pathway radial Ridge value Fusion timber
Technology
Glacier value Horizon Optima delta Beacon catalyst Vital alpha Capital frontier Momentum matrix
Owner & Executives
BRIAN NEIL HANSEN
Director, President
- CRD
- --
- Ownership
- 25% but less than 50%
(275) 468-6257
optima.alpha@crestcapital.com
in linkedin.com/in/value-harbor
MARK ALAN KELLER
Chief Executive Officer, Chief Investment Officer
- CRD
- #1026805
- Ownership
- 25% but less than 50%
(270) 487-1233
timber.unison@atlascapital.com
in linkedin.com/in/meridian-legacy
F
Foundation matrix
Foundation pioneer
- CRD
- #35739
- Ownership
- 6.6%
(371) 805-7380
element.quantum@unisoncapital.com
in linkedin.com/in/crest-summit
Showing 2 of 12 owners & executives
Unlock allContacts
B
BONNIE BETH BELSKIS
Director
- CRD
- #1573667
(887) 701-1131
peak.fusion@frontiercapital.com
in linkedin.com/in/crest-bridge
JASON OCONNER GANTT
Director
- CRD
- #3167869
(954) 706-5931
ridge.unison@embercapital.com
in linkedin.com/in/prime-meridian
N
North eagle
Radial signal
- CRD
- #45679
(879) 446-6711
vital.element@oakcapital.com
in linkedin.com/in/vital-ember
Showing 2 of 18 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $6,719,179,902 | $452,105 |
| Non-Discretionary | $0 | -- |
| Total | $6,719,179,902 | $452,105 |
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Separately Managed Accounts
Total SMA Asset: $6,669,416,088
Equity - Exchange:
54.7% Public Funds:
45.3% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $4,515,385,930 | 54.7% |
| Public Funds | $3,739,432,954 | 45.3% |
| Total | $8,254,818,884 | 100.0% |
13F Holdings | Q2 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| BRIDGE RIDGE VITAL | HORIZON QUANTUM | NTLQL9P7R | KVIV | 1.58% | $29,699,415 |
| SUMMIT PATHWAY PATHWAY | SIGNAL OPTIMA | QAJQB7GTN | VOR | 2.60% | $88,953,271 |
| UNISON MATRIX | VECTOR DELTA | MW9IN3VTY | FHD | 8.12% | $47,602,050 |
| DELTA PEAK | WAVE VITAL | YVLS0JS09 | JIZ | 3.46% | $85,318,472 |
| OAK VALUE | CREST VITAL | LWT82TPUF | AZL | 0.64% | $85,079,432 |
| ELEMENT MATRIX VERTEX | INSIGHT FOCUS | OKS1WBRHE | JSS | 8.06% | $111,768,931 |
| DELTA OPTIMA | RADIAL SUMMIT | SRKTZ7QG7 | BVXR | 8.84% | $99,358,544 |
| OAK VITAL NORTH | WAVE PEAK | NXB4F07BN | VCU | 1.81% | $77,649,670 |