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Continuum Wealth Advisors, LLC

Continuum Wealth Advisors, LLC. CRD 152895

C

CRD: 152895

Continuum Wealth Advisors, LLC

$345.6M Total AUM
$337.6M Disc. AUM
27.7% 3Y CAGR
7 Employees
328 ADV. Clients
16 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
04-07-2010
Office Locations
2

Office Locations

18 Division St. Suite 207b Saratoga Springs NY
-- Minnetonka MN

About Continuum Wealth Advisors, LLC

Continuum Wealth Advisors, LLC is a retirement-focused advisory firm serving pre-retirees and retirees with coordinated wealth planning across investments, tax strategy, insurance, and estate considerations. The team builds tailored retirement income and withdrawal plans and takes a risk-management approach to protecting portfolios in volatile markets, with ETF-heavy implementations and custody commonly at Schwab and Vanguard.

Team overview

38 AVG AGE
$69.1M AVG AUM / ADVISOR
$1.1M AVG AUM / CLIENT
6.5 yrs AVG TENURE
7 Employees
5 Advisory Reps
5 RIA Reps
16yrs Firm Age

Insights

Available
Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

TIMOTHY MICHAEL SMITH

TIMOTHY MICHAEL SMITH

Chief Executive Officer, Managing Partner, Wealth Advisor

CRD
#2412402
Ownership
50% but less than 75%
Available
Available
Available
DAVID JONATHAN RATH

DAVID JONATHAN RATH

Chief Investment Officer, PARTNER, Wealth Advisor

CRD
#5058213
Ownership
25% but less than 50%
Available
Available
Available

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Contacts

B

Benjamin Michael Guerin

Analyst

CRD
#7980743
Available
Available
Available
A

ANDREW HEUSS

Director Of Strategic Growth

CRD
#7131393
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
05-09-2022
03-20-2023
10-29-2024
02-13-2025
03-11-2026
Category Assets AVG. Account size
Discretionary $337,567,211 $388,008
Non-Discretionary $8,015,603 $4,007,802
Total $345,582,814 $396,311

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Private Funds:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Private Funds Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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