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Cottonwood Wealth Strategies, LLC

Cottonwood Wealth Strategies, LLC. CRD 311272

C

CRD: 311272

Cottonwood Wealth Strategies, LLC

$279.0M Total AUM
$271.0M Disc. AUM
-- 3Y CAGR
5 Employees
238 ADV. Clients
5 yrs Firm Age

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Firm Details

Custodian
First Clearing · Inspira Financial Trust · LLC · Trade-PMR · Wells Fargo
Clients
Retail and Institutional
Platforms
Available
Established Date
11-12-2020
Office Locations
1

Office Locations

650 S. 500 W Suite 176 Salt Lake City UT

About Cottonwood Wealth Strategies, LLC

Cottonwood Wealth Strategies is a Salt Lake City RIA delivering customized wealth planning for families and retirees, integrating retirement, tax-aware and legacy planning with ongoing portfolio guidance. Portfolios are primarily ETF-based and the firm also offers access to private investments. Custody includes First Clearing, and the team highlights 55+ years of combined industry experience.

Team overview

50 AVG AGE
$139.5M AVG AUM / ADVISOR
$1.2M AVG AUM / CLIENT
5.4 yrs AVG TENURE
5 Employees
2 Advisory Reps
2 RIA Reps
5yrs Firm Age

Insights

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Asset Classes

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Client Personas

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CRM

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Custodian

Available

Investment Themes

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Investment Vehicles

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Platform

Available

Services

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Technology

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Owner & Executives

MATTHEW DONALD PAPPAS

MATTHEW DONALD PAPPAS

Managing Partner, President

CRD
#5704052
Ownership
50% but less than 75%
Available
Available
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THOMAS J PAPPAS

THOMAS J PAPPAS

Chief Compliance Officer, Managing Partner, President

CRD
#1068522
Ownership
50% but less than 75%
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-31-2022
10-02-2023
02-23-2024
11-21-2025
04-29-2026
Category Assets AVG. Account size
Discretionary $270,983,459 $441,341
Non-Discretionary $7,992,992 $333,041
Total $278,976,451 $437,267

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Cash:
Available
Private Funds:
Available
Public Funds:
Available
U.S. Government/Agency:
Available
Corporate - Investment Grade:
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Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
Private Funds Available Available
Public Funds Available Available
U.S. Government/Agency Available Available
Corporate - Investment Grade Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
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