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- Custodian
- Charles Schwab & Company · Fidelity/NFS · Pershing · Royal Bank
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 10-08-2018
- Office Locations
- 24
Office Locations
About Dakota Wealth, LLC
Dakota Wealth Management (Dakota Wealth, LLC) is an RIA serving retail and institutional clients with investment management, proprietary in-house strategies, and holistic planning—including financial planning, trust and estate planning, tax services, and 401(k) retirement plan solutions. Portfolios are customized per client and are heavily implemented via ETFs. The firm operates a multi-office footprint (22 locations).
Reported data analysis
What the numbers show
Between November 3, 2025 and March 24, 2026, reported AUM increased 9.6%, from $6.3B to $6.9B.
Across 5 reported observations, AUM increased 255.8% between October 5, 2022 and March 24, 2026, from $2.0B to $6.9B.
Of the latest reported AUM, 99.9% is discretionary and 0.1% is non-discretionary.
The firm reports 61 advisory representatives and 3,764 clients, or 61.7 clients per representative. That equates to $1.8M in reported AUM per client.
The profile lists 24 reported office locations and 7 years in operation. The source data was last updated on August 11, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Accredited Investors
- Asset Classes
- Client Personas
- CRM
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
- Technology
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The full Dakota Wealth, LLC record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
Leslie Arsenault Metz
CHIEF OPERATING OFFICER, General Counsel
- CRD
- --
- Ownership
- Less than 5%
LUKE S BAXTER
CHIEF TECHNOLOGY OFFICER, Partner
- CRD
- #5569377
- Ownership
- Less than 5%
Showing 2 of 6 owners & executives
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PETER NICKEL AUGUSTIN
Client Advisor
- CRD
- #6180894
Autumn Marie Azar
Advisor
- CRD
- #7882960
Showing 2 of 64 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $6,933,273,402 | $621,930 |
| Non-Discretionary | $8,683,562 | $667,966 |
| Total | $6,941,956,964 | $621,983 |
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Separately Managed Accounts
SMA allocation detail is available
Dakota Wealth, LLC has reported separately managed account data across 6 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
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Dakota Wealth, LLC's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.
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