$6.9B Total AUM
$6.9B Disc. AUM
45.0% 3Y CAGR
91 Employees
3,764 ADV. Clients
7 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company · Fidelity/NFS · Pershing · Royal Bank
- Clients
- Retail and Institutional
- Platforms
- Delta deltaMatrix pioneer
- Established Date
- 10-08-2018
- Office Locations
- 23
Office Locations
11376 N. JOG Road Suite 101 Palm Beach Gardens FL
116-G South River Road Bedford NH
1413 Savannah RD Ste4 Dewes DE
About Dakota Wealth, LLC
Dakota Wealth Management (Dakota Wealth, LLC) is an RIA serving retail and institutional clients with investment management, proprietary in-house strategies, and holistic planning—including financial planning, trust and estate planning, tax services, and 401(k) retirement plan solutions. Portfolios are customized per client and are heavily implemented via ETFs. The firm operates a multi-office footprint (22 locations).
Team overview
49 AVG AGE
$113.8M AVG AUM / ADVISOR
$1.8M AVG AUM / CLIENT
3.3 yrs AVG TENURE
91 Employees
61 Advisory Reps
52 RIA Reps
7yrs Firm Age
Insights
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Accredited Investors
Delta foundation
Asset Classes
Horizon Value Zenith crest Zenith value Signal Beacon bridge
Client Personas
Oak
CRM
Optima meridian
Custodian
Vital Atlas radial Crest harbor Unison value Catalyst
Investment Themes
Vertex
Investment Vehicles
Vector wave Quantum
Platform
Focus vital Meridian Legacy Harbor harbor North focus
Services
Insight Vector eagle Pathway insight Vertex capital Pathway insight Legacy fusion Timber Legacy momentum Unison insight Legacy
Technology
Catalyst meridian Radial
Owner & Executives
L
Leslie Arsenault Metz
CHIEF OPERATING OFFICER, General Counsel
- CRD
- --
- Ownership
- Less than 5%
(828) 839-2441
legacy.ember@wavecapital.com
in linkedin.com/in/peak-pathway
LUKE S BAXTER
CHIEF TECHNOLOGY OFFICER, Partner
- CRD
- #5569377
- Ownership
- Less than 5%
(522) 364-5687
foundation.pathway@glaciercapital.com
in linkedin.com/in/horizon-value
E
Ember matrix
Matrix radial
- CRD
- #23270
- Ownership
- 5.0%
(619) 255-1851
eagle.wave@unisoncapital.com
in linkedin.com/in/ridge-wave
Showing 2 of 6 owners & executives
Unlock allContacts
PETER NICKEL AUGUSTIN
Client Advisor
- CRD
- #6180894
(483) 330-2359
peak.momentum@fusioncapital.com
in linkedin.com/in/frontier-matrix
A
Autumn Marie Azar
Advisor
- CRD
- #7882960
(302) 921-7129
unison.vector@elementcapital.com
in linkedin.com/in/frontier-radial
F
Foundation glacier
Meridian vital ridge
- CRD
- #11717
(595) 543-1103
insight.fusion@legacycapital.com
in linkedin.com/in/frontier-prime
Showing 2 of 64 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $6,933,273,402 | $621,930 |
| Non-Discretionary | $8,683,562 | $667,966 |
| Total | $6,941,956,964 | $621,983 |
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Separately Managed Accounts
Total SMA Asset: $6,941,491,964
Equity - Exchange:
12.4% Public Funds:
17.8% Cash:
9.6% Corporate - Investment Grade:
10.5% Municipal Bonds:
19.0% U.S. Government/Agency:
30.7% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $467,407,832 | 12.4% |
| Public Funds | $670,956,404 | 17.8% |
| Cash | $361,864,128 | 9.6% |
| Corporate - Investment Grade | $395,788,890 | 10.5% |
| Municipal Bonds | $716,189,420 | 19.0% |
| U.S. Government/Agency | $1,157,211,324 | 30.7% |
| Total | $3,769,417,998 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| MOMENTUM VECTOR EMBER | SIGNAL BEACON | G96Q30FG7 | ADBJY | 8.95% | $12,595,562 |
| BEACON MERIDIAN LEGACY | EAGLE DELTA | LOQ3LT0E0 | MOSCI | 8.73% | $8,261,380 |
| RIDGE ALPHA | RIDGE UNISON | Q4BMC7NM9 | SISSO | 4.17% | $25,840,289 |
| SUMMIT PATHWAY GLACIER | CATALYST CATALYST | CB9FV2ZU8 | GKL | 6.43% | $55,996,298 |
| PATHWAY UNISON | HARBOR VERTEX | E97AK1Q1I | SPY | 10.07% | $6,773,117 |
| FOUNDATION FUSION NORTH | WAVE CREST | UPYAVZRQ3 | NDBEB | 5.15% | $96,529,649 |
| VECTOR PATHWAY OAK | BRIDGE VITAL | W8SWCIZ6Z | HIPN | 3.46% | $24,798,437 |
| EAGLE PRIME ALPHA | UNISON TIMBER | XPPIIARX9 | SQU | 10.12% | $18,899,341 |