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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 10-01-2020
- Office Locations
- 1
Office Locations
About Dale Q. Rice Investment Management
Dale Q. Rice Investment Management is a Henderson-based RIA. The firm has been operating for 5 years. Managing $156.6M in total assets under management, with 1 advisory representatives. They custody assets with Charles Schwab & Company.
Reported data analysis
What the numbers show
Between March 13, 2025 and April 29, 2026, reported AUM increased 18.1%, from $132.6M to $156.6M.
Across 5 reported observations, AUM increased 47.3% between October 12, 2022 and April 29, 2026, from $106.3M to $156.6M.
Of the latest reported AUM, 98.4% is discretionary and 1.6% is non-discretionary.
The firm reports 1 advisory representatives and 121 clients, or 121 clients per representative. That equates to $1.3M in reported AUM per client.
The profile lists 1 reported office location and 5 years in operation. The source data was last updated on April 29, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Client Personas
- Investment Themes
- Investment Vehicles
- Services
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Owner & Executives
DALE QUINTIN RICE
Chief Compliance Officer, Owner
- CRD
- #2394106
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $154,108,797 | $583,745 |
| Non-Discretionary | $2,482,826 | $1,241,413 |
| Total | $156,591,623 | $588,690 |
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Separately Managed Accounts
SMA allocation detail is available
Dale Q. Rice Investment Management has reported separately managed account data across 3 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.