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David Wendell Associates, Inc.

David Wendell Associates, Inc.. CRD 106664

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CRD: 106664

David Wendell Associates, Inc.

$1.3B Total AUM
$1.1B Disc. AUM
1.1% 3Y CAGR
5 Employees
463 ADV. Clients
32 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Established Date
08-10-1994
Office Locations
1

Office Locations

1 NEW Hampshire Avenue, Suite 300 Portsmouth NH

About David Wendell Associates, Inc.

David Wendell Associates is an investment manager based in Portsmouth, NH, founded in 1979. The firm focuses on long-term, fundamental equity investing—seeking high-quality companies with durable earnings and dividend growth. It serves retail and institutional clients and commonly implements portfolios via ETF-based SMAs (primarily at Schwab).

Reported data analysis

What the numbers show

Between March 25, 2025 and March 19, 2026, reported AUM decreased 1.1%, from $1.3B to $1.3B.

Across 5 reported observations, AUM increased 4.0% between July 19, 2022 and March 19, 2026, from $1.3B to $1.3B.

Of the latest reported AUM, 85.9% is discretionary and 14.1% is non-discretionary.

The firm reports 5 advisory representatives and 463 clients, or 92.6 clients per representative. That equates to $2.9M in reported AUM per client.

The profile lists 1 reported office location and 32 years in operation. The source data was last updated on March 19, 2026. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

55 AVG AGE
$266.1M AVG AUM / ADVISOR
$2.9M AVG AUM / CLIENT
11.2 yrs AVG TENURE
5 Employees
5 Advisory Reps
5 RIA Reps
32yrs Firm Age

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Available data coverage

  • Asset Classes
  • Client Personas
  • Custodian
  • Investment Themes
  • Investment Vehicles
  • Platform
  • Services
  • Technology

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Owner & Executives

K

KAREN "NMN" WENDELL

Chief Compliance Officer, Chief Executive Officer, Consultant, President, TREASURER

CRD
#2466451
Ownership
75% or more
N

NEIL GERHARD BLEICKEN

SENIOR VICE PRESIDENT

CRD
#2771221
Ownership
Less than 5%

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
07-19-2022
09-21-2023
09-16-2024
03-25-2025
03-19-2026
Category Assets AVG. Account size
Discretionary $1,142,076,000 $2,706,341
Non-Discretionary $188,182,000 $4,376,326
Total $1,330,258,000 $2,860,770

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Separately Managed Accounts

SMA allocation detail is available

David Wendell Associates, Inc. has reported separately managed account data across 4 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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13F Holdings | Q2 2026

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David Wendell Associates, Inc.'s 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.

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