D
CRD: 112135
DBA Stein Investment Services
Cortlandt Manor, NY
6463387696
$10.8M Total AUM
$9.6M Disc. AUM
-- 3Y CAGR
1 Employees
10 ADV. Clients
41 yrs Firm Age
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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- --
- Established Date
- 01-17-1985
- Office Locations
- 1
Office Locations
-- Cortlandt Manor NY
About DBA Stein Investment Services
DBA Stein Investment Services is a Cortlandt Manor-based RIA. The firm has been operating for 41 years. Managing $10.8M in total assets under management, with 1 advisory representatives. They custody assets with Charles Schwab & Company. Services offered include Financial Planning, Insurance.
Team overview
-- AVG AGE
$10.8M AVG AUM / ADVISOR
$1.1M AVG AUM / CLIENT
2.5 yrs AVG TENURE
1 Employees
1 Advisory Reps
0 RIA Reps
41yrs Firm Age
Insights
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Asset Classes
Foundation signal
Investment Themes
Legacy
Investment Vehicles
Pioneer meridian
Services
Wave Glacier
Owner & Executives
J
JOHN PICARD STEIN
Senior Advisor
- CRD
- #4436472
- Ownership
- 75% or more
(365) 405-6169
pioneer.meridian@meridiancapital.com
in linkedin.com/in/north-harbor
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Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $9,559,000 | -- |
| Non-Discretionary | $1,243,000 | -- |
| Total | $10,802,000 | -- |
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Separately Managed Accounts
Total SMA Asset: $10,802,000
Equity - Exchange:
27.3% Cash:
72.7% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $450,004,572 | 27.3% |
| Cash | $1,198,363,825 | 72.7% |
| Total | $1,648,368,397 | 100.0% |