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DBD Retirement AND Financial Services

DBD Retirement AND Financial Services. CRD 328239

DBD Retirement AND Financial Services logo

CRD: 328239

DBD Retirement AND Financial Services

$133.7M Total AUM
$133.7M Disc. AUM
-- 3Y CAGR
1 Employees
21 ADV. Clients
2 yrs Firm Age

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Firm Details

Custodian
Assetmark · Charles Schwab & Company · Fidelity/NFS
Clients
Retail
Platforms
Available
Established Date
08-01-2023
Office Locations
1

Office Locations

-- Manassas VA

About DBD Retirement AND Financial Services

DBD Retirement & Financial Services, LLC is an SEC-registered RIA in Manassas, VA led by Ray DiFilippo. The firm provides financial planning and investment management spanning retirement, estate, tax and insurance needs, with dedicated support for federal employees as well as business owners and families. Implementation uses ETFs and fixed income (including municipals), with custody relationships including Schwab and Fidelity/NFS.

Team overview

-- AVG AGE
$133.7M AVG AUM / ADVISOR
$6.4M AVG AUM / CLIENT
2.8 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
2yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
Available

Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

D

Denise DiFilippo

Owner

CRD
--
Ownership
50% but less than 75%
Available
Available
Available
R

Raymond T Difilippo

Chief Compliance Officer, President

CRD
#7025249
Ownership
50% but less than 75%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
07-30-2024
01-16-2025
01-12-2026
Category Assets AVG. Account size
Discretionary $133,657,020 $3,612,352
Non-Discretionary $0 --
Total $133,657,020 $3,612,352

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Municipal Bonds:
Available
Public Funds:
Available
Corporate - Investment Grade:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Municipal Bonds Available Available
Public Funds Available Available
Corporate - Investment Grade Available Available
Cash Available Available
Total Available Available

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