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Defined Capital LLC

Defined Capital LLC. CRD 317360

Defined Capital LLC logo

CRD: 317360

Defined Capital LLC

OAK Brook, IL, 60523
6305442525
$43.6M Total AUM
$43.6M Disc. AUM
-- 3Y CAGR
1 Employees
132 ADV. Clients
4 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · Voya Financial
Clients
Retail
Platforms
RidgeVertex frontier
Established Date
01-01-2022
Office Locations
1

Office Locations

1550 Spring Road, Suite 215 OAK Brook IL

About Defined Capital LLC

Defined Capital LLC is an independent CFP-led RIA founded by Dustin Javier, focused on helping Asian American families and other retail investors build and protect wealth through comprehensive financial planning. The firm provides retirement and tax-efficient planning, insurance and legacy coordination, and ongoing portfolio management with an ETF-centric approach, custodied at Schwab.

Team overview

-- AVG AGE
$43.6M AVG AUM / ADVISOR
$330.5K AVG AUM / CLIENT
4.4 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
4yrs Firm Age

Insights

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Asset Classes

Radial Signal

Client Personas

Oak prime Harbor ridge Foundation Foundation

Custodian

Prime Oak foundation Capital north

Investment Themes

Capital Ember Atlas focus

Investment Vehicles

Summit glacier

Platform

Foundation summit

Services

Alpha Ridge Insight Element Alpha Glacier unison Summit Eagle peak Matrix peak Frontier optima

Technology

Fusion vector Legacy crest

Owner & Executives

DUSTIN JOHNSON JAVIER

DUSTIN JOHNSON JAVIER

Advisor, Chief Compliance Officer, INVESTMENT ADVISOR REPRESENTATIVE, Managing Member

CRD
#6025214
Ownership
75% or more
(936) 465-1073
alpha.pioneer@beaconcapital.com
in linkedin.com/in/alpha-ember

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $43,624,978 --
Non-Discretionary $0 --
Total $43,624,978 --

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Separately Managed Accounts

Total SMA Asset: $43,624,978

$43.6M Total SMA
Equity - Exchange:
37.1%
Cash:
29.3%
Public Funds:
33.6%
Asset class Assets Assets %
Equity - Exchange $552,457,928 37.1%
Cash $436,307,743 29.3%
Public Funds $500,339,255 33.6%
Total $1,489,104,926 100.0%

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