CRD: 174935
DEL Principe O'brien Financial Advisors
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- Custodian
- Interactive Brokers
- Clients
- Retail
- Platforms
- --
- Established Date
- 03-30-2015
- Office Locations
- 1
Office Locations
About DEL Principe O'brien Financial Advisors
Del Principe O’Brien Financial Advisors is an Indianapolis-based RIA led by founder Joseph Del Principe, serving retail clients with a focus on entrepreneurs. The firm provides financial planning alongside tax, estate, insurance, and business-succession planning, and manages portfolios using asset allocation and risk management with ETFs/index funds and mutual funds. Accounts are custodied at Interactive Brokers, with SMA exposure centered in ETFs and investment-grade corporate bonds.
Team overview
Insights
Asset Classes
Client Personas
Investment Themes
Investment Vehicles
Services
Owner & Executives
JOSEPH DEL PRINCIPE
Chief Compliance Officer, Chief Executive Officer, Chief Financial Officer, Founder
- CRD
- #6469264
- Ownership
- 75% or more
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $35,000,000 | -- |
| Non-Discretionary | $0 | -- |
| Total | $35,000,000 | -- |
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Separately Managed Accounts
Total SMA Asset: $35,000,000
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $83,545,055 | 15.5% |
| Corporate - Investment Grade | $172,480,114 | 32.0% |
| Derivatives | $176,792,117 | 32.8% |
| Cash | $106,183,070 | 19.7% |
| Total | $539,000,356 | 100.0% |