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DES Financial Group, LLC

DES Financial Group, LLC. CRD 174421

DES Financial Group, LLC logo

CRD: 174421

DES Financial Group, LLC

$34.1M Total AUM
$34.1M Disc. AUM
-- 3Y CAGR
1 Employees
74 ADV. Clients
11 yrs Firm Age

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Firm Details

Custodian
LPL Financial
Clients
Retail and Institutional
Platforms
Available
Established Date
01-12-2015
Office Locations
1

Office Locations

3000 East Birch Street Suite 101 Brea CA

About DES Financial Group, LLC

DES Financial Group, LLC is an independent, fiduciary advisory led by CFP professional David E. Sweet. The firm provides comprehensive financial planning and fee-based investment management for individuals and families, emphasizing conservative portfolios, tax-aware strategies, retirement planning, and multigenerational wealth transfer. Implementation commonly uses public funds such as ETFs/index funds, with custody through LPL Financial.

Team overview

-- AVG AGE
$34.1M AVG AUM / ADVISOR
$460.8K AVG AUM / CLIENT
11.5 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
11yrs Firm Age

Insights

Available
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Available
Available
Available
Available
Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

DAVID EARLE SWEET

DAVID EARLE SWEET

Chief Compliance Officer, Founder, Managing Member

CRD
#4415313
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $34,101,579 --
Non-Discretionary $0 --
Total $34,101,579 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Private Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Asset class Assets Assets %
Private Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Total Available Available

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