$1.3M Total AUM
$1.3M Disc. AUM
-- 3Y CAGR
1 Employees
6 ADV. Clients
2 yrs Firm Age
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- Custodian
- Charles Schwab & Company ยท Interactive Brokers
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 08-16-2023
- Office Locations
- 1
Office Locations
-- Brea CA
About DFS Capital Management
DFS Capital Management is a California-based RIA providing portfolio management, investment advice/financial planning, and business consulting for retail and institutional clients. The firm emphasizes asset allocation with use of ETFs and fixed income (including U.S. government/agency bonds) and custodies with Charles Schwab and Interactive Brokers. The website supports multilingual access (EN/ES/ZH/JA).
Team overview
-- AVG AGE
$1.3M AVG AUM / ADVISOR
$208.3K AVG AUM / CLIENT
2.9 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
2yrs Firm Age
Insights
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Asset Classes
Available
Client Personas
Available
Custodian
Available
Investment Themes
Available
Investment Vehicles
Available
Services
Available
Technology
Available
Owner & Executives
D
David Chapman
Analyst, Chief Compliance Officer, Managing Member
- CRD
- #7781067
- Ownership
- 75% or more
Available
Available
Available
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Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $1,250,000 | -- |
| Non-Discretionary | $0 | -- |
| Total | $1,250,000 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
Public Funds:
Available U.S. Government/Agency:
Available Equity - Exchange:
Available Cash:
Available Derivatives:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| U.S. Government/Agency | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Derivatives | Available | Available |
| Total | Available | Available |
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