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Discipline Wealth Solutions, Inc.

Discipline Wealth Solutions, Inc.. CRD 315846

Discipline Wealth Solutions, Inc. logo

CRD: 315846

Discipline Wealth Solutions, Inc.

Greenville, SC, 29607
8643226046
$746.7M Total AUM
$741.5M Disc. AUM
-- 3Y CAGR
18 Employees
1,946 ADV. Clients
4 yrs Firm Age

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Firm Details

Custodian
Axos · Charles Schwab & Company · Fidelity/NFS
Clients
Retail and Institutional
Platforms
QuantumSignal
Established Date
08-10-2021
Office Locations
16

Office Locations

100 West BIG Beaver Road, Suite 200 Troy MI
12 East Warren ST Lebanon OH
15 Halton Green WAY Greenville SC

About Discipline Wealth Solutions, Inc.

Discipline Wealth Solutions is a Greenville, SC-based wealth management firm offering asset management and financial planning (including tax, estate, retirement, and insurance planning). Investment implementation centers on portfolio construction and asset allocation using vehicles such as mutual funds and ETFs. A key differentiator is its Integrated Advisor Platform (IAP™), positioned as a flexible, integration-friendly alternative to traditional TAMPs that lets advisors retain control of their brand, technology stack, and client relationships.

Team overview

55 AVG AGE
$41.5M AVG AUM / ADVISOR
$383.7K AVG AUM / CLIENT
1.7 yrs AVG TENURE
18 Employees
18 Advisory Reps
18 RIA Reps
4yrs Firm Age

Insights

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Asset Classes

Alpha Oak Vertex signal Radial vector

Client Personas

Alpha

CRM

Eagle horizon

Custodian

Beacon value Glacier horizon Peak focus Atlas pathway North alpha Summit Matrix foundation Catalyst vector Prime Unison Crest ember Pathway

Fund Managers

Ridge north Bridge

Investment Themes

Fusion Meridian Horizon

Investment Vehicles

Wave

Platform

Crest zenith Foundation Horizon harbor North zenith

Services

North Value zenith Prime Delta eagle North meridian Eagle value Unison bridge Vital beacon Foundation

Technology

Vital zenith Capital

Owner & Executives

J

JAMES BRYAN KEITH BALLENTINE

MANAGING PRINCIPAL, President, Wealth Advisor

CRD
#3183968
Ownership
75% or more
(670) 285-5092
alpha.momentum@eaglecapital.com
in linkedin.com/in/insight-capital
Anthony R Colancecco Jr.

Anthony R Colancecco Jr.

Chief Compliance Officer, CHIEF OPERATING OFFICER, Wealth Advisor

CRD
#6247436
Ownership
10% but less than 25%
(311) 472-4691
vertex.ridge@capitalcapital.com
in linkedin.com/in/zenith-delta

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Contacts

R

RODNEY AU YEUNG

--

CRD
#4006157
(256) 401-8553
unison.delta@alphacapital.com
in linkedin.com/in/capital-alpha
MARC STEPHEN BECKER

MARC STEPHEN BECKER

--

CRD
#4247479
(342) 275-2489
crest.harbor@beaconcapital.com
in linkedin.com/in/legacy-alpha
H

Horizon insight

Beacon radial pioneer

CRD
#62453
(306) 648-3714
fusion.vital@pathwaycapital.com
in linkedin.com/in/summit-crest

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-18-2024
10-20-2025
05-21-2026
Category Assets AVG. Account size
Discretionary $741,515,694 $399,955
Non-Discretionary $5,167,616 $112,339
Total $746,683,310 $392,991

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Separately Managed Accounts

Total SMA Asset: $746,683,310

$746.7M Total SMA
Public Funds:
21.5%
Equity - Exchange:
21.8%
Cash:
25.4%
Other:
9.9%
Municipal Bonds:
21.4%
Asset class Assets Assets %
Public Funds $315,773,883 21.5%
Equity - Exchange $320,180,030 21.8%
Cash $373,053,797 25.4%
Other $145,402,858 9.9%
Municipal Bonds $314,305,168 21.4%
Total $1,468,715,736 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
RADIAL RIDGE OPTIMA SIGNAL AO2MCU1KT VSYBO 11.47% $18,163,688
HARBOR UNISON PEAK VITAL TR0HME1MH YNZHZ 1.42% $99,749,260
BRIDGE ALPHA ELEMENT QUANTUM BRIDGE NFAMUIB55 HQDWZ 4.52% $12,199,423
ELEMENT CREST PIONEER FUSION VITAL KHXXL66CP TVQYO 7.23% $94,871,930
GLACIER EMBER EMBER OAK U5YOR40I5 IKQP 8.47% $100,054,917
PEAK RIDGE PATHWAY UNISON 1F7ZC5T4T RXKY 1.44% $119,607,373
VERTEX NORTH NORTH BEACON CATALYST 8VX0533JG JLPN 6.63% $34,844,219
GLACIER VERTEX PATHWAY BEACON VITAL KOUQ4CJPS KNGPJ 2.76% $32,762,155

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