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Dixon Financial Services

Dixon Financial Services. CRD 107166

Dixon Financial Services logo

CRD: 107166

Dixon Financial Services

$1.1B Total AUM
$957.9M Disc. AUM
16.2% 3Y CAGR
4 Employees
335 ADV. Clients
34 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
--
Established Date
06-25-1992
Office Locations
1

Office Locations

-- Lafayette CA

About Dixon Financial Services

Dixon Financial Services is a Lafayette-based RIA. The firm has been operating for 34 years. Managing $1.1B in total assets under management, with 4 advisory representatives. They custody assets with Charles Schwab & Company.

Team overview

-- AVG AGE
$271.7M AVG AUM / ADVISOR
$3.2M AVG AUM / CLIENT
14.6 yrs AVG TENURE
4 Employees
4 Advisory Reps
4 RIA Reps
34yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

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Investment Themes

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Investment Vehicles

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Platform

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Services

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Owner & Executives

MICHAEL ALAN DIXON

MICHAEL ALAN DIXON

DIRECTOR, Investment Advisor, President

CRD
#1767122
Ownership
75% or more
Available
Available
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WAYNE THOMAS FREEMAN

WAYNE THOMAS FREEMAN

Chief Compliance Officer, Investment Advisor

CRD
#2179333
Ownership
Less than 5%
Available
Available
Available

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Contacts

W

WALTER AU

Investment Advisor

CRD
#2563044
Available
Available
Available
C

Cory Degraaf

--

CRD
#7007450
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
02-14-2022
02-15-2023
01-30-2024
02-06-2025
02-11-2026
Category Assets AVG. Account size
Discretionary $957,862,399 $2,876,464
Non-Discretionary $129,024,767 $64,512,384
Total $1,086,887,166 $3,244,439

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Cash:
Available
Equity - Exchange:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Public Funds Available Available
Cash Available Available
Equity - Exchange Available Available
Municipal Bonds Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
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