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DJ Wealth Systems, LLC

DJ Wealth Systems, LLC. CRD 299360

DJ Wealth Systems, LLC logo

CRD: 299360

DJ Wealth Systems, LLC

$44.0M Total AUM
$44.0M Disc. AUM
-- 3Y CAGR
1 Employees
20 ADV. Clients
7 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · Interactive Brokers
Clients
Retail
Established Date
11-29-2018
Office Locations
1

Office Locations

-- NEW York NY

About DJ Wealth Systems, LLC

DJ Wealth Systems is a New York–based RIA focused on options-based portfolio overlays. Its flagship Yield+ strategy is managed in clients’ own separately managed accounts to generate incremental income while keeping their existing portfolios intact. Founded by former Goldman Sachs professionals with 25+ years of combined options-structuring experience; custody includes Schwab and Fidelity/NFS.

Reported data analysis

What the numbers show

Between January 21, 2025 and January 13, 2026, reported AUM increased 4.8%, from $42.0M to $44.0M.

Across 5 reported observations, AUM decreased 69.9% between February 2, 2022 and January 13, 2026, from $146.0M to $44.0M.

Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.

The firm reports 1 advisory representatives and 20 clients, or 20 clients per representative. That equates to $2.2M in reported AUM per client.

The profile lists 1 reported office location and 7 years in operation. The source data was last updated on January 13, 2026. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

-- AVG AGE
$44.0M AVG AUM / ADVISOR
$2.2M AVG AUM / CLIENT
5.2 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
7yrs Firm Age

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Available data coverage

  • Asset Classes
  • Custodian
  • Investment Themes
  • Investment Vehicles
  • Services
  • Technology

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Owner & Executives

JASON ANDREW GINSBURG

JASON ANDREW GINSBURG

Chief Compliance Officer, Managing Member

CRD
#3059319
Ownership
75% or more

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Contacts

No contact records available.

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
02-02-2022
10-11-2023
01-18-2024
01-21-2025
01-13-2026
Category Assets AVG. Account size
Discretionary $44,000,000 $1,913,043
Non-Discretionary $0 --
Total $44,000,000 $1,913,043

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Separately Managed Accounts

SMA allocation detail is available

DJ Wealth Systems, LLC has reported separately managed account data across 6 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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