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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- Crest insightEagle +more
- Established Date
- 10-01-2010
- Office Locations
- 1
Office Locations
About Drake & Associates, LLC
Drake & Associates, LLC is a Waukesha, WI wealth management firm focused on retirement finance planning. The team delivers a “Retirement Ready Roadmap” and ongoing client education through workshops on tax strategies, Social Security, inflation and market volatility. Investment planning may include active management using ETFs and mutual funds, alongside insurance/annuity solutions. Led by Tony Drake, host of the weekend “Retirement Ready” radio show.
Team overview
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Client Personas
Custodian
Investment Themes
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Platform
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Technology
Owner & Executives
ANTHONY SAMUEL DRAKE
Managing Member, Partner
- CRD
- #4637793
- Ownership
- 75% or more
LAURA MARGARET KRAUS
Chief Compliance Officer
- CRD
- #3070427
- Ownership
- Less than 5%
Optima quantum
Frontier vector frontier
- CRD
- #14312
- Ownership
- 42.2%
Showing 2 of 3 owners & executives
Unlock allContacts
Kristina Amelia Alfini
--
- CRD
- #6984347
BRADLEY MICHAEL ALLEN
Investment Advisor Representative
- CRD
- #6609021
Pathway fusion
Quantum horizon matrix
- CRD
- #85932
Showing 2 of 17 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $607,255,901 | $178,552 |
| Non-Discretionary | $0 | -- |
| Total | $607,255,901 | $178,552 |
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Separately Managed Accounts
Total SMA Asset: $607,255,901
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $1,414,085,677 | 24.6% |
| Equity - Exchange | $1,212,894,626 | 21.1% |
| Cash | $3,121,335,459 | 54.3% |
| Total | $5,748,315,762 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| ZENITH MERIDIAN | OPTIMA WAVE | YEOUZZT2L | ZUU | 5.67% | $81,643,593 |
| VITAL TIMBER | DELTA ALPHA | IO73VVS7M | WFT | 7.26% | $105,610,883 |
| OAK MATRIX FUSION | SUMMIT ELEMENT | W2F54C438 | VWX | 4.84% | $75,875,775 |
| OAK NORTH FOCUS | DELTA RADIAL | 51VEHWPKU | ABOK | 3.39% | $50,198,557 |
| WAVE BRIDGE VECTOR | MOMENTUM FRONTIER | DNFA4XLJX | KFR | 5.69% | $10,706,838 |
| VERTEX FUSION | CATALYST DELTA | 0IP50WI95 | OQD | 11.29% | $27,796,784 |
| MATRIX MERIDIAN | CATALYST SUMMIT | 4XSASG8MW | NLK | 8.16% | $36,823,714 |
| RIDGE SUMMIT | MOMENTUM SUMMIT | CNKJ9NGF1 | DJCA | 4.70% | $109,848,810 |