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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- Available in AdvizorPro
- Established Date
- 10-01-2010
- Office Locations
- 1
Office Locations
About Drake & Associates, LLC
Drake & Associates, LLC is a Waukesha, WI wealth management firm focused on retirement finance planning. The team delivers a “Retirement Ready Roadmap” and ongoing client education through workshops on tax strategies, Social Security, inflation and market volatility. Investment planning may include active management using ETFs and mutual funds, alongside insurance/annuity solutions. Led by Tony Drake, host of the weekend “Retirement Ready” radio show.
Reported data analysis
What the numbers show
Between November 6, 2025 and July 6, 2026, reported AUM increased 45.0%, from $418.8M to $607.3M.
Across 5 reported observations, AUM increased 166.6% between November 9, 2022 and July 6, 2026, from $227.8M to $607.3M.
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 15 advisory representatives and 3,401 clients, or 226.7 clients per representative. That equates to $178.6K in reported AUM per client.
The profile lists 1 reported office location and 15 years in operation. The source data was last updated on July 6, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
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Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
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- Platform
- Services
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Owner & Executives
ANTHONY SAMUEL DRAKE
Managing Member, Partner
- CRD
- #4637793
- Ownership
- 75% or more
LAURA MARGARET KRAUS
Chief Compliance Officer
- CRD
- #3070427
- Ownership
- Less than 5%
Showing 2 of 3 owners & executives
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Kristina Amelia Alfini
Financial Advisor
- CRD
- #6984347
BRADLEY MICHAEL ALLEN
Investment Advisor Representative
- CRD
- #6609021
Showing 2 of 18 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $607,255,901 | $178,552 |
| Non-Discretionary | $0 | -- |
| Total | $607,255,901 | $178,552 |
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Separately Managed Accounts
SMA allocation detail is available
Drake & Associates, LLC has reported separately managed account data across 3 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
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Drake & Associates, LLC's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.