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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- --
- Established Date
- 11-04-2004
- Office Locations
- 1
Office Locations
About Duke Financial Services
Duke Financial Services is a Hamilton-based RIA. The firm has been operating for 21 years. Managing $13.6M in total assets under management, with 1 advisory representatives. They custody assets with Charles Schwab & Company.
Reported data analysis
What the numbers show
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 1 advisory representatives and 63 clients, or 63 clients per representative. That equates to $216.3K in reported AUM per client.
The profile lists 1 reported office location and 21 years in operation. The source data was last updated on March 30, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
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Available data coverage
No additional data categories are currently listed.
Owner & Executives
JOSEPH STANLEY DUKE
Chief Compliance Officer, Director Of Information Technology
- CRD
- #2254509
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $13,626,622 | -- |
| Non-Discretionary | $0 | -- |
| Total | $13,626,622 | -- |
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Separately Managed Accounts
SMA allocation detail is available
Duke Financial Services has reported separately managed account data across 2 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.