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Duke Financial Services

Duke Financial Services. CRD 133024

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CRD: 133024

Duke Financial Services

Hamilton, OH
5138946300
$13.6M Total AUM
$13.6M Disc. AUM
-- 3Y CAGR
1 Employees
63 ADV. Clients
21 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
--
Established Date
11-04-2004
Office Locations
1

Office Locations

-- Hamilton OH

About Duke Financial Services

Duke Financial Services is a Hamilton-based RIA. The firm has been operating for 21 years. Managing $13.6M in total assets under management, with 1 advisory representatives. They custody assets with Charles Schwab & Company.

Team overview

-- AVG AGE
$13.6M AVG AUM / ADVISOR
$216.3K AVG AUM / CLIENT
19.6 yrs AVG TENURE
1 Employees
1 Advisory Reps
0 RIA Reps
21yrs Firm Age

Insights

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Owner & Executives

J

JOSEPH STANLEY DUKE

Chief Compliance Officer, Director Of Information Technology

CRD
#2254509
Ownership
75% or more
(797) 907-9182
alpha.radial@matrixcapital.com
in linkedin.com/in/capital-foundation

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $13,626,622 --
Non-Discretionary $0 --
Total $13,626,622 --

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Separately Managed Accounts

Total SMA Asset: $13,626,622

$13.6M Total SMA
Equity - Exchange:
74.1%
Cash:
25.9%
Asset class Assets Assets %
Equity - Exchange $4,238,729,846 74.1%
Cash $1,481,553,347 25.9%
Total $5,720,283,193 100.0%

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