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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- PathwayPathway
- Established Date
- 11-18-2003
- Office Locations
- 1
Office Locations
About Dunphy Wealth Management, Inc.
Dunphy Wealth Management, Inc. is a Cincinnati-based advisory firm serving individuals and small businesses with active investment management, financial and estate planning, and tax advisory. Portfolios are tailored to growth or income goals and client-defined risk tolerance and time horizon. The team cites 40+ years of experience and custody relationships include Charles Schwab.
Team overview
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Asset Classes
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
SANDRA FAYE PERROTTI-DUNPHY
Chief Compliance Officer
- CRD
- --
- Ownership
- 75% or more
JAMES MICHAEL DUNPHY
CFP, Chief Executive Officer, CPA, President
- CRD
- #4722688
- Ownership
- Less than 5%
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| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $9,606,077 | -- |
| Non-Discretionary | $3,880,006 | -- |
| Total | $13,486,083 | -- |
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Separately Managed Accounts
Total SMA Asset: $13,486,083
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $1,028,478,258 | 16.6% |
| Equity - OTC | $1,183,369,562 | 19.1% |
| Public Funds | $1,511,739,126 | 24.4% |
| Cash | $1,784,347,821 | 28.8% |
| U.S. Government/Agency | $687,717,388 | 11.1% |
| Total | $6,195,652,155 | 100.0% |