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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- Available in AdvizorPro
- Established Date
- 11-18-2003
- Office Locations
- 1
Office Locations
About Dunphy Wealth Management, Inc.
Dunphy Wealth Management, Inc. is a Cincinnati-based advisory firm serving individuals and small businesses with active investment management, financial and estate planning, and tax advisory. Portfolios are tailored to growth or income goals and client-defined risk tolerance and time horizon. The team cites 40+ years of experience and custody relationships include Charles Schwab.
Reported data analysis
What the numbers show
Of the latest reported AUM, 71.2% is discretionary and 28.8% is non-discretionary.
The firm reports 2 advisory representatives and 46 clients, or 23 clients per representative. That equates to $293.2K in reported AUM per client.
The profile lists 1 reported office location and 22 years in operation. The source data was last updated on May 6, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
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Available data coverage
- Custodian
- Investment Themes
- Investment Vehicles
- Services
- Technology
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The full Dunphy Wealth Management, Inc. record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
SANDRA FAYE PERROTTI-DUNPHY
Chief Compliance Officer
- CRD
- --
- Ownership
- 75% or more
JAMES MICHAEL DUNPHY
CFP, Chief Executive Officer, CPA, President
- CRD
- #4722688
- Ownership
- Less than 5%
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $9,606,077 | -- |
| Non-Discretionary | $3,880,006 | -- |
| Total | $13,486,083 | -- |
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Separately Managed Accounts
SMA allocation detail is available
Dunphy Wealth Management, Inc. has reported separately managed account data across 5 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.