CRD: 125749
Eagle Rock Financial Advisers, Ltd.
$48.9M Total AUM
$48.9M Disc. AUM
-- 3Y CAGR
2 Employees
86 ADV. Clients
23 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company ยท Transamerica
- Clients
- Retail
- Platforms
- --
- Established Date
- 04-23-2003
- Office Locations
- 1
Office Locations
2501 Oregon Pike Suite 104 Lancaster PA
About Eagle Rock Financial Advisers, Ltd.
Eagle Rock Financial Advisers, Ltd. is an independent, fee-only RIA providing impartial, planning-led advice for individuals and businesses. Investment management is implemented primarily with public funds and ETFs, alongside cash and high-quality bonds. Based in Lancaster, PA, the firm custodies client assets with Charles Schwab.
Team overview
-- AVG AGE
$48.9M AVG AUM / ADVISOR
$568.6K AVG AUM / CLIENT
23.3 yrs AVG TENURE
2 Employees
1 Advisory Reps
1 RIA Reps
23yrs Firm Age
Insights
Available
Available
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Asset Classes
Available
Client Personas
Available
Investment Themes
Available
Investment Vehicles
Available
Services
Available
Owner & Executives
T
THOMAS FRANK RAUBA
Chief Compliance Officer, Financial Planner, President
- CRD
- #1834632
- Ownership
- 75% or more
Available
Available
Available
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $48,900,000 | $148,319 |
| Non-Discretionary | $0 | $194,123 |
| Total | $48,900,000 | $151,311 |
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Separately Managed Accounts
Total SMA Asset: Available
Public Funds:
Available Equity - Exchange:
Available Cash:
Available Corporate - Investment Grade:
Available Municipal Bonds:
Available U.S. Government/Agency:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Municipal Bonds | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
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